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Judgment
1,147 paragraphs · 23,249 wordsThe petitioner, who was serving as professor in the department of Mathematics with the respondent No.1 North Eastern Hill University
[hereinafter referred to as ''the respondent-university'' or ''the university''] and who was subjected to disciplinary proceedings on the charges of
sexual harassment of female research scholars, has preferred this writ petition assailing the legality and validity of the disciplinary proceedings as
also the impugned order dated 17.12.2014 whereby, the penalty of compulsory retirement was imposed on him.
The relevant features and background aspects may be noticed in a little detail, having regard to the multifarious arguments advanced on behalf of
the petitioner on the matters of procedure as also the merits of the case. It may be mentioned at the outset that looking to the facts involved, the
names of female research scholars as also the female witnesses, whether occurring in discussions/narratives or in reproduction of the contents of
documents, are being omitted to avoid their identity, with asterisk (*) mark at the appropriate places Complaints against the petitioner and inquiries
by the Women''s Cell
On 30.04.2014, Ms. T, one of the research scholars in the department of Mathematics at the respondent-university made a complaint to the
Vice Chancellor with the allegations that though she was working under the supervision of another professor but her supervisor, Dr. S, hardly
showed any interest in her work and expressed that she was busy with other students. The complainant alleged that in the circumstances, she was
sometimes required to go to the petitioner for academic advice but then, the petitioner not only exhibited unwarranted concern towards her but
even attempted to flirt with her. The complainant further alleged that one day, the petitioner called her to his room and after some useless talks,
indulged into the acts of unwelcome physical contacts; and expressed his yearning for more such acts while suggesting that getting intimate with him
will be of help in her work. The complainant, while further alleging that the petitioner boasted of having such relations even with her supervisor,
stated that despite her avoidance, the petitioner was making calls on her mobile and she was feeling disturbed and uncomfortable because of the
harassment by the petitioner. The very same day i.e., on 30.04.2014, this very complaint, albeit in an abridged form, was also made to the Dean of
Students Welfare.
The complaints so made by Ms. T were handed over to the Women''s Cell of the respondent-university for appropriate inquiry. However, while
such complaints were pending with the Women''s Cell, another research scholar at the respondent-university, Ms. P, who was working under the
supervision of another professor, made yet another complaint of sexual harassment against the petitioner on 13.05.2014. This second complainant
alleged that as per the suggestion of her supervisor, she was to take advice from other professors including the petitioner but the petitioner
exhibited unnecessary concern towards her work and health and even made the suggestion that her guide was not good; and that on 19.02.2014,
the petitioner indulged in ''nonsense and useless'' talks and even claimed his relations with the other (female) professor in the department. The
complainant further alleged that on the second day, the petitioner called her in the chamber and after some talks about studies, stated that he loved
her and also made unbecoming comments on her physique and indulged into unsavoury physical contacts. The complainant further alleged that on
the third day, the petitioner came down to her hostel hurriedly and tried to convince that he had not done anything wrong; but she narrated the
deeds of the petitioner to her parents'' whereafter, the petitioner called on her mobile to state his clarification. This complainant also alleged that the
next day, the petitioner scolded her and even stated that she was having less women hormones and was a mental patient. The complainant further
alleged that the petitioner tried to reject her synopsis without any valid reason but the same was approved after being sent to IIT, Guwahati. The
complainant yet further stated that when Ms. T made the complaint, the petitioner sent her message not to get involved in the case directly or
indirectly; and that she was very much disturbed and uncomfortable because of the harassment by the petitioner.
It is further noticed that while taking up the first complaint of Ms. T, the Women''s Cell of the respondent-university heard the complainant and
the petitioner as also the course supervisor of the complainant; and took note of the assertions of the petitioner that the complainant was seeking to
take a revenge because he had rebuked her for arrogant attitude, want of sincerity, and lack of dedication. The Women''s Cell, however, formed
the unanimous opinion that there was a prima facie case of sexual harassment and hence, recommended in its report dated 26.05.2014 that
appropriate disciplinary proceedings be taken against the petitioner while putting him under suspension and a criminal complaint be also filed, as
and when necessary.
In relation to the other complaint of Ms. P also, the Women''s Cell of the respondent-university recorded the statements of the complainant and
the petitioner. The Cell took note of the assertions of the petitioner that there was a ''common force'' and ''game plan'' of vested interests to silence
him completely; and that four of his senior colleagues were going to retire and as a senior person, it was his duty to look after the welfare of the
department. The Cell also took note of the submissions of the petitioner that he had opposed the synopsis of the complainant and even one of the
external experts could not ascertain how much mathematics the synopsis contained, but the Guwahati based expert gave a positive reply and
hence, her synopsis got approved. The Cell again found existence of a prima facie case of sexual harassment against the petitioner and made
similar nature recommendation in its other report dated 03.06.2014, for disciplinary and other proceedings against him.
Initiation of disciplinary proceedings and previous writ petitions by the petitioner
After receipt of the aforesaid reports from the Women''s Cell, the petitioner was served with an order dated 09.06.2014, as issued by the
Registrar of the respondent-university, that the disciplinary proceedings, on the allegations of sexual harassment, were under contemplation against
him and as such, he was placed under suspension with immediate effect. The said order dated 09.06.2014 was sought to be questioned by the
petitioner by way of a writ petition in this Court, being WP (C) No.226 of 2014. This writ petition was considered and disposed of by a learned
Single Judge of this Court on 30.06.2014. A few relevant aspects of the said order dated 30.06.2014 may be noticed. It may be mentioned that
the orders passed in the three previous writ petitions filed by the petitioner have not been placed on record of this petition but, looking to their
relevance, the records of the said three petitions have been requisitioned during the course of submissions. The relevant aspects of the orders
passed in those petitions are, accordingly, referred in this order
In the said order dated 30.06.2014, learned Single Judge of this Court took note of the contentions on behalf of the petitioner that the Women''s
Cell of the respondent-university had not complied with Rule 7 of the Sexual Harassment of Women at Workplace (Prevention, Prohibition and
Redressal) Rules, 2013 and that the copies of documents/complaints were not furnished to him. The learned Single Judge also took note of the
submissions that the petitioner had filed a representation dated 13.06.2014 to the Executive Council of the respondent-university for furnishing the
documents and for revocation of suspension and proceeded to dispose of the writ petition with the directions that: (i) the copies of documents
demanded by the petitioner shall be supplied to him within six days; (ii) the petitioner shall be allowed to submit his explanation within seven days
of the receipt of such copies; (iii) after receiving the petitioner''s explanation, the respondents shall decide within a week if any inquiry was requisite;
(iv) in case the inquiry was to be initiated, the article of charge, imputations and documents shall be supplied to the petitioner within a week of his
explanation; and (v) the inquiry shall be held in compliance with the principles of natural justice and shall be completed within three months from the
date of initiation. The learned Single Judge also provided that in case the inquiry was not completed within the stipulated period, the petitioner
would be reinstated in service without prejudicing the inquiry.
It appears that after the order aforesaid, on 04.07.2014, certain documents were supplied to the petitioner, essentially relating to the first
complaint of Ms. T and the report thereupon. In his response, the petitioner reiterated the stand that the complaint had been filed with malicious
intent and because of his rebuke. Thereafter, the petitioner was served with an order dated 18.07.2014, as issued by the Registrar of the
respondent-university, to the effect that a departmental inquiry into the matter of sexual harassment was being initiated against him; and then, he
was served with the memorandum dated 23.07.2014 for an inquiry under Rule 14 of the Central Civil Services (Classification, Control and
Appeal) Rules of 1965 [hereinafter referred to as ''the Rules of 1965''] carrying the article of charge, statement of imputations of misconduct, a list
of documents relied upon, and a list of witnesses carrying the names of two other research scholars at the respondentuniversity.
The contents of the article of charge and statement of imputations had been as under:-
STATEMENT OF ARTICLES OF CHARGE FRAMED AGAINST PROF.A.K. DAS, DEPARTMENT OF MATHEMATICS,
NEHU, SHILLONG
ARTICLE-I
That the said Prof. A.K.Das , Department of Mathematics, NEHU, Shillong, while functioning as such, committed act of sexual
harassment to the female research scholars of the said Department when they approached him for guidance in their research work.
By his above act, Prof.A.K.Das as an employee of the University has committed a serious misconduct in gross violation of the
provisions of Rule-3(I) of the CCS (Conduct) rules, 1964 which requires every Government servant at all times (i) to maintain
absolute integrity, (ii) to maintain devotion to duty and (iii) do nothing which is unbecoming of a government servant. The above act of
Prof. A.K.Das calls for imposition of major penalty under the provision of Rule-II of the CCS(CCA) Rules, 1965.
Sd/-
STATEMENT OF IMPUTATION OF MISCONDUCT/MISDEMEANORS IN SUPPORT OF THE ARTICLE OF CHARGE
FRAMED AGAINST PROF.A.K.DAS, PROFESSOR, DEPARTMENT OF MATHEMATICS, NEHU, SHILLONG
ARTICLE-II
That the said Prof. A.K.Das, Department of Mathematics while functioning as such committed act of sexual harassment to the female
research scholars of the said Department when they approached him for guidance in their research work.
The above act of Prof. A.K.Das is grossly immoral, outrageous to the modesty of the female research scholars and highly detrimental
to the conducive and congenial academic atmosphere of the Department for academic pursuit of the female students/research
scholars. And thus, the above act of Prof. A.K. Das is highly unbecoming of him as an employee of the University and a serious
misconduct on his part which is in gross violation of the provisions of Rule-3(I) of the CCS (Conduct) rules, 1964 which requires
every Government servant at all times
(i) to maintain absolute integrity
,
(ii) to maintain devotion to duty and
(iii) do nothing which is unbecoming of a government servant.
And therefore, the above act of Prof. A.K.Das calls for imposition of major penalty under the provision of rule-II of the CCS(CCA)
rules, 1965.
Sd/-
Registrar
From the material placed on record, it appears that six documents were supplied to the petitioner with the memorandum dated 23.07.2014,
being the complaints of Ms. T and Ms. P and the respective reports by the Women''s Cell of the respondent-university.
While stating his grievance against the aforesaid order dated 18.07.2014 and the memorandum dated 23.07.2014, the petitioner preferred
another writ petition in this Court, being WP(C) No. 259 of 2014. Suffice it to notice that in the said petition, on 04.08.2014, this Court directed
the petitioner to submit his reply by the next day while adjourning the matter for three weeks and while making it clear that the inquiry against the
petitioner was not stayed. Nothing substantial transpired in the said writ petition and the same was ultimately dismissed as infructuous on
28.01.2015, after conclusion of the inquiry and passing of the order impugned. It appears that even before the said writ petition was taken up for
consideration, the petitioner had already submitted his written statement of defence on 03.08.2014.
Before taking note of the relevant contents of the written statement of the petitioner, appropriate it would be to complete the narration about
the previous writ petitions by the petitioner. After his submission of the written statement of defence, the petitioner was served with an order dated
18.08.2014, for commencement of the inquiry proceedings by the Women''s Cell of the respondent-university. The petitioner took exception
against such holding of inquiry by the Women''s Cell, particularly when the said Cell had made the reports against him and hence, again
approached this Court by way of yet another writ petition, being WP (C) No.301 of 2014. The said third writ petition of the petitioner was
decided by the order dated 22.09.2014 wherein, another learned Single Judge of this Court (the then Chief Justice) took note of the background
aspects and Rule 14 (2) of the Rules of 1965; and while expressing the opinion that in the requirements of fair play, the same Cell could not have
been assigned the inquiry in this matter, quashed the impugned memorandum appointing the Inquiring Authority but left it open for the respondent-
university to appoint some other authority as the Inquiry Officer while extending the period of inquiry by another three months. The learned Single
Judge concluded on the writ petition with the following observations and directions:-
Thus, I allow the writ petition and quash the impugned memo No.F.17-269/Esst-II/2012-8242 dated 22.8.2014 issued by the
Registrar, NEHU, Shillong. However, it would be open for the university to appoint some other authority as the Inquiry Officer, if it is
so advised. At this stage, learned counsel for the respondent-University submits that since the time of three months granted for
holding the inquiry shall expire on 30-9-2014, this Court may consider to extend the period. Thus, the period of inquiry is extended
by another 3(three) months and in terms of this order, the writ petition is disposed of.
After the directions aforesaid, the respondent-university constituted another Board of Inquiry [hereinafter also referred to as ''the Board''] to
inquire into the charges against the petitioner by the order dated 22.10.2014. This Board of Inquiry carried out the inquiry proceedings and made
its report on 15.12.2014, on the basis whereof the Disciplinary Authority passed the impugned penalization order dated 17.12.2014.
In view of the submissions made in this matter, a closer look at the proceedings of inquiry would be necessary. However, before such details,
appropriate now it shall be to take note of the relevant contents of the written statement of the petitioner, forming the core of his defence.
The Statement of Defence
In his detailed statement of defence, the petitioner strongly denied the charges and maintained that he had never acted in a manner which was
immoral or outrageous to the modesty of female research scholars and detrimental to the congenial academic atmosphere of the department; and
that none of his conduct was in violation of Central Civil Services (Conduct) Rules of 1964 [hereinafter referred to as ''the Conduct Rules of
1964'']. The petitioner also gave out the names of several female students, who had completed their M.Phil and Ph.D under his supervision. While
denying the allegations of complainants, the petitioner maintained that both of them wanted to complete their Ph.D. by ''taking undue advantages of
loopholes in the system'', which was not acceptable to him.
The petitioner maintained that his admonition of the complainant Ms. T for her arrogant attitude was the reason of her taking action against him
while stating that Ms. T, after taking admission into her Ph.D. program under the supervision of Dr. S, was finding the subject matter very difficult
and started abstaining herself wherefor, her supervisor became upset and on 22.04.2014, asked her to look for some other supervisor; and then,
after remaining absent for about a week, Ms. T suddenly appeared in his Faculty-room on 29.04.2014 and sounded confident as if he would
readily accept her as his Ph.D. Student. The petitioner alleged that while Ms. T was sitting in his Faculty-room, Dr. S arrived there but Ms. T
totally ignored her. This, according to the petitioner, made him upset, and ''in order to create a sense of realization in her mind'', he ''rebuked her
strongly for her arrogant attitude and lack of dedication'' and asked her to look for some other supervisor. The petitioner alleged that on being
unsuccessful in convincing him, Ms. T left the room and the following day, ''decided to shut him off''.
Further, the petitioner specifically refuted, almost word-by-word, every allegation leveled by Ms. T while denying each and every act/deed
imputed. The petitioner maintained that the allegations leveled against him were ''totally false and fabricated'' and were made with ''malicious
intent''. The petitioner also submitted that when Ms. T found that neither him nor Dr. S would give her any undue favour, she decided to remove
him from the system and also to put a social stigma on Dr. S by ''misusing the legal weapon available with her.''
As regards the other complainant Ms. P, the petitioner submitted that the synopsis submitted by her for the purpose of registration carried
hardly any notable mathematics and the same was strongly opposed by him in the faculty meeting of the department dated 20.03.2014. The
petitioner maintained that he was well supported by another professor of the department and when the synopsis was almost on the verge of
rejection, considering the plight of student, it was sent to the external experts; and even one of the external experts politely expressed his doubts as
to how much of mathematics was contained in the said synopsis. Again, the petitioner specifically refuted, almost word-by-word, every allegation
leveled by Ms. P while denying each and every act/deed imputed by her and while asserting, inter alia, that he always regarded the female students
and the female colleagues in high esteem.
The petitioner generally accused the complainants of seeking undue favours and then seeking to settle scores with him, for having realized ''that
with their dishonesty, insincerity and inability it would be difficult to get a Ph.D. in Mathematics from this department''
The petitioner also indicated that all four of his senior colleagues were going to retire in about two years and, ''as a responsible teacher and
researcher'', it was his duty to look after the welfare of the department; and because of his attitude as a responsible teacher, the two complainants
were finding him to be a big obstacle.
Thus, to put in a nutshell, the case of the petitioner had been: (i) that he always regarded the female students and the female colleagues in high
esteem and the allegations against him were totally false and fabricated; (ii) that both the complainants wanted to complete their Ph.D. by taking
advantage of certain loopholes in the system but he was standing as the stumbling block for them while working as a conscientious teacher; (iii) that
Ms. T expected undue favour from him and from Dr. S and hence, she decided to remove them from the system while putting stigma on Dr. S too;
(iv) that Ms. T was antagonized for having been rebuked by him; and (v) that Ms. P was having a score to settle for he had opposed her synopsis
and hence, she joined hands with Ms. T with the same set of allegations.
The Inquiry Proceedings
As noticed, after such submission of the written statement of defence, the respondent-university proposed to get the inquiry conducted by the
Women''s Cell but, this Court did not approve of such a proposition; and after the aforesaid order dated 22.09.2014 in WP (C) No. 301 of 2014,
the respondent-university constituted another Board of Inquiry by the order dated 22.10.2014. The original record of proceedings of the Board of
Inquiry has been produced by the learned counsel for the respondent-university during the course of hearing; and the relevant contents are being
referred/reproduced from this original record.
The petitioner was summoned to appear before the Board of Inquiry and with the notice, copies of article of charge with statement of
imputations; written statement of defence; list of witnesses; order appointing the Presenting Officer; and order appointing the Board of Inquiry were
supplied to him.
On 17.11.2014, the first date of inquiry, the petitioner denied the charges; pleaded not guilty; and also submitted that he would be presenting
the case himself. On this date, the Presenting Officer submitted a list of witnesses and copies thereof were supplied to the petitioner; and the
petitioner submitted a list of documents which he required for examination. The Board of Inquiry ordered that the complainant Ms. P would be
examined on 18.11.2014; and one of the original witnesses would be examined on 24.11.2014; and, as regards additional witnesses, the dates
would be fixed after the petitioner had submitted his list of witnesses. Thereafter, on 18.11.2014, the original documents as sought for by the
petitioner were produced by the Presenting Officer, which were examined by him. One particular document, the application for hostel
accommodation by Ms. T, as sought for by the petitioner was declined. Then, the Presenting Officer submitted a list of documents requested by
the petitioner; and yet further, six additional documents were supplied to the petitioner. Thereafter, the deposition of the complainant Ms. P was
taken and the Board ordered issuance of summons for appearance of the five witnesses of the department on 01.12.2014.
On 24.11.2014, the third date of proceedings, the petitioner submitted written objections against the production of the so-called ''new''
evidence with reference to Sub-rule (15) of Rule 14 of the Rules of 1965. However, this objection was rejected by the Board and thereafter,
cross-examination of the complainant Ms. P was carried out and deposition of another witness was also taken. The Board re-fixed the matter as
regards one of the additional witnesses and otherwise posted the matter on the date already fixed i.e., 01.12.2014. The Board recorded the
proceedings dated 24.11.2014 as under:-
The Proceedings of the Board of Inquiry commenced at 10.00 AM in presence of the charged Government Servant, Prof. A.K.Das,
Presenting Officer, Prof. K.Ismail, the Complainant, Miss P*. Later in the afternoon, after the cross-examination of the Complainant,
Miss P*, Smt. TPL*, Prosecution witness also appeared for deposition of her statement.
The charged Govt. Servant Prof. A.K.Das submitted an objection to the production of new evidences by the Presenting Officer on
behalf of the Disciplinary authority and reproduced the Note given to Sub Rule 15 of Rule 14 of CCS(CCA) Rules 1965 which says
that ""New evidence shall not be permitted on called for or any witness shall not be recalled to fill up any gap in the evidence. Such
evidence may be called for only when there is inherent lacuna or defect in the evidence which has been produced originally.
The Presenting Officer in reply referred to Sub Rule 15 of rule 14 and stated that the need to bring more evidences is because the
charged Govt. Servant in his Written Statement has categorically stated in Para S4 that ""The statement of article of charge framed
against me and the statement of imputation of misconduct/misdemeanours in support of the articles of charge are extremely vague in
nature without names and other particular of the female research scholars who allegedly suffered sexual harassment"" and hence there
is a need to produce additional documentary evidence and witnesses. The additional documentary evidences and list of witnesses
have been supplied to the charged Govt. Servant in the last hearing and he has received the same without making any objection. The
additional documentary evidences and witness are vital to the proceedings and may be allowed
The board of Inquiry examined the provisions of the Rule referred to by the charged Govt. Servant and after careful examination of
the provisions is of the view that the additional documentary evidences and witness are important to enable the Board of Inquiry to
give a correct finding and therefore the prayer of the charged Govt. Servant is rejected. The additional documentary evidences and
witness are allowed.
The cross-examination of the complainant was taken out and later deposition of Smt. TPL* was taken out.
The Board of Inquiry also saw a prayer from one of the witnesses, Dr. A* for fixing another date of deposition as she is not available
on 1/12/2014. Prayer allowed. Date refixed for 05/12/2014. Case adjourned till 1st December, 2014.
(Underlining supplied for emphasis)
Thereafter, on 01.12.2014, the petitioner reiterated his objection to the production of so-called ''new'' evidence. The Board declined to
entertain such repetition of objection while pointing out that the matter had already been disposed of in the earlier sitting and the petitioner had not
given out any additional justifications for reiterating his objection. Thereafter, the statements of four witnesses were recorded. The record of
proceedings dated 01.12.2014 reads as under:-
The Proceeding of the Board of Inquiry (4th) commence on 01/12/2014 in the presence of Prof. A.K.Das Prof. M.M.Singh, Dr.
S*, Mr. Ali Asgar, Ms. P*, Mr. Deiborlang Nongsiang and Prof. K. Ismail. Before the examination of the Witnesses was to be
commenced. The Charged Officer, Prof. A.K.Das reiterated his objection to the production of new evidence by Presenting Officer
on behalf of the Disciplinary Authority.
This matter referred by the Charged Officer has been disposed off in the earlier sitting of the Board and as the Charged Officer has
not submitted any additional justifications for reiterating his objection. The Board of Inquiry is of the opinion that the prayer made by
the Charged Officer cannot be entertained. The examination of Shri Deiborlang Nongsiang(PW-2) was taken up and later he was
cross examined. The examination and cross examination of Shri Ali Asgar(PW-3), Dr. M.M.Singh(PW-4) and Dr.S*(PW-5) was
taken up.
The Board of Inquiry also received a letter from the Registrar, NEHU, according extension of time upto 15th December, 2014 for
the Board of Inquiry to complete the Proceeding against Prof. A.K.Das, Department of Mathematics, NEHU, Shillong, The Board of
Inquiry accept the extension and also decided that the deposition of the witnesses can be read over and accepted by any of the three
members. Thereafter, the Proceeding was adjourned till the 5th December, 2014.
On the next date i.e., 05.12.2014, the petitioner submitted two written objections regarding: (1) non-inclusion of his objections and disallowing
some of his questions during the statement of one of the departmental witness; and (2) taking depositions of as many as four witnesses on a single
day and that too, before examination of the original witnesses. The Board only observed that it would be examining the matter further and
proceeded to record the depositions of the other complainant Ms. T and the remaining departmental witness. The matter was thereafter adjourned
to 08.12.2014, for recording deposition of the petitioner as also of his defence witness. The record of proceedings dated 05.12.2014 reads as
under:-
The proceedings of the departmental inquiry commenced today and petitions were received from the charged Govt. Servant about
1) non inclusion of objections and disallowed questions during the recordings and the deposition and cross examination of Dr. S*
(PW-5) 2) Objection to the depositions and cross examinations of four additional witnesses on a single day that too before the
depositions and cross examination of the original witnesses. The Board of Inquiry read out full text of the two petitions and requested
the charge Govt. Servant if he wanted to explain and indicate the course of action that needs to be taken further. Presenting Officer
observed that it is not a fact that the charged Govt. Servant has not been given ample opportunity to cross examine the witnesses.
The Board will examine the matter further. Meanwhile the deposition of the complainant will commence on oath and thereafter cross
examination will be conducted and the deposition of the last witness of the prosecution will commence after lunch. The deposition and
cross-examination of the complainant Ms. T* was taken up in the presence of the Charge govt. Servant, Presenting Officer and Ms.
P*, the other complainant. The deposition and crossexamination of defence Witness Dr. A*(PW-6) also taken up. The evidence
from the prosecution is closed today and the examination of the Defence will start on the 8th of December, 2014 for recording the
deposition of the Charged Officer Prof. A.K.Das and the Defence Witness Dr. Jibitesh Dutta, Asstt. Professor, Department of Basic
Science and Social Sciences, NEHU. Issue notice to the Defence Witness accordingly. The Presenting officer will submit written
argument on the 9th December, 2014 and the Defence will submit the written argument on the 11th December, 2014. Case
adjourned till 8th December, 2014.
On 08.12.2014, when asked if he would offer himself as a witness in defence or produce any witness, the petitioner categorically replied in the
negative but made a request to the Board that the documents produced by him may be taken into consideration as defence exhibits. The Board
recorded the submissions of the petitioner as also of the Presenting Officer in this regard; and, looking to the request of the petitioner to mark the
documents produced by him as exhibits, the Board again queried if the petitioner would offer himself as a witness to co-relate the documents but
the petitioner reiterated his denial to examine himself as a witness. Thereafter, the Board proceeded with the general examination of the petitioner
as per Sub-rule (18) of Rule 14 of the Rules of 1965 and recorded the proceedings as under:-
The proceeding of the 6th hearing of the Departmental Inquiry against Prof. A.K.Das (Charged Govt. Servant) in accordance with
rule CCS (CCA) Rule 1965 commenced today the 8th December, 2014 at 10.00 A.M. The Presenting Officer and Charged Govt.
Servant were both present. As the case for the disciplinary authority (prosecution) has been closed on the 5th of December, the
Charged Govt. Servant was asked if he would offer himself as a witness in his defense or produce any other witness. Earlier, the
charged Govt. Servant had submitted the name of one defense witness and summon was issued to him to appear today. However,
the defense witness has not appeared and the charge govt. Servant has informed that he will not produce his witness any more. The
charged Govt. Servant has further submitted that he declines to make any submission orally or in writing in defense as a witness but
has produced documents which he has requested the Inquiry Board to be taken into consideration as defense exhibits. Copy of the
documents submitted by him numbering 14 nos. Have been placed before the Inquiry Board. The Presenting Officer observed that
the Charged Govt. Servant objected to the production of new evidences by the prosecution and therefore, the new production of
defense at this stage can be accepted only if the Charged Govt. Servant can justify that if without these documents produced today
there would be an inherent lacuna or defect in the evidence which has been produced originally. The Presenting Officer also observed
that the Charged Govt. Servant had, at the time of his presentation of the list of additional witnesses received the copies with no
objection and had made his objection only on the next hearing. On the issues raised by the Presenting Officer, the Charged Govt.
Servant has submitted that the documentary evidence produced by him today are in accordance with Sub Rule 17 of rule 14 and are
not related to the provision of Sub Rule 15 of rule 14 and as such no justification is required to be stated before the Board of Inquiry
as to the fact that these evidences are required. He has also submitted that under the Central Vigilance Commission Manual chapter
XI such evidences can be produced as exhibits in the defense of the charged govt. Servant. Copies of the letter submitted by the
Charged Govt. Servant was furnished to the Presenting Officer, however, Presenting Officer did not receive the same. As the
Charged Govt. Servant has produced defence documents requesting the Inquiry Board to record them as defense exhibits, the Board
of Inquiry has again questioned the Charged Govt. Servant whether he offers himself as a witness in his defense to correlate the
documents with his statement before the Board of Inquiry. The Charged Govt. Servant reiterated that he declines to examine himself
as a witness. The Board of Inquiry now proceeds to record the general examination of charged Govt. Servant as provided under Sub
Rule 18 of rule 14 of the CCS (CCA) Rule. The examination of the Charged Govt. Servant by the Board of Inquiry proceeded and
form part of the records. Copies of the same are furnished to both the Presenting Officer and Charged Govt. Servant. Case
adjourned till 9th December, 2014 at 10.30 am for submission of written brief arguments by the Presenting Officer.
On 09.12.2014, the Presenting Officer submitted his written arguments but with these written arguments, submitted yet another document in
the form of photostat of a wedding invitation card (that corelated with the disputed fact about the time of petitioner''s alleged interaction with Ms. P
on 21.02.2014). The petitioner, thereafter, filed his written brief of submissions on 11.12.2014. After the aforesaid proceedings, the Board drew
up its report on 15.12.2014 and forwarded the same to the concerned authorities of the respondent-university and immediately thereafter, on
17.12.2014, the petitioner was served with the impugned order awarding the penalty of compulsory retirement while treating the period of
suspension as being on duty for pension purposes.
It is not in dispute that the copy of the inquiry report was never supplied to the petitioner before passing the order impugned. In fact, a copy of
this report has been placed on record only with the counter affidavit in this petition.
The Inquiry Report
As noticed, the copy of inquiry report was supplied to the petitioner only as an annexure to the counter affidavit in this petition. The petitioner
has filed a rejoinder affidavit, inter alia, bringing on record the grounds of his challenge to the said inquiry report. Appropriate it would be to notice
at this juncture the broad features of the inquiry report dated 15.12.2014.
In Part I of the inquiry report, the Board referred to the background aspects leading to its constitution; and in Part II and Part III, the Board
recounted the proceedings of reading out the charges to the petitioner, production of documents by the parties, the names of witnesses and
particulars of the documents produced. Thereafter, the Board proceeded with the assessment of evidence and recorded its findings in Part IV of
the report. In paragraph (1.a) thereof, the Board scrutinized the deposition of the complainant Ms. P; and took note of the implicating statements in
her examination-in-chief, particularly those relating to the alleged incidents of 19.02.2014 to 22.02.2014. Thereafter, the Board proceeded on its
analysis of the testimony of Ms. P and, after dealing with the aspects projected by the petitioner in the cross-examination and written submissions,
rejected his contentions and expressed the opinion that the petitioner was ''deliberately misleading the Board and thereby suppressing vital facts
that did occur on the 22nd February, 2014''.
The Board took up, in paragraph (1.b), scrutiny of the deposition of the other complainant Ms. T; and took note of her implicating narratives,
of the incidents that allegedly took place on 20.03.2014, on 28.03.2014 or 31.03.2014, and on 12.04.2014. The Board analysed her testimony
too while dealing with the aspects projected by the petitioner in the cross-examination and the motives alleged by him; and, while rejecting the
contentions of the petitioner, concluded as under:-
The Charged Govt. Servant Prof. A.K. Das has assigned a motive behind her filing the complaint but the motive has not been spelt
out and the Board of Inquiry has not been able to establish a motive especially as, because of the incident the Complainant-cum-
witness has have to abandonee (sic) the pursuit of her Ph.D. research work in NEHU due to the uncongenial atmosphere which the
Charged Govt. Servant created. The deposition made by Ms. T stands as a vital piece of evidence in support of the charge of sexual
harassment as she does not stand to benefit anything at all by filing the complaint and deposing before the Board of Inquiry.
Thereafter, in paragraph (2), the Board examined and analysed the statements of other witnesses including two faculty members of the
department, Dr. S and Dr. A, who alleged indiscreet, unwarranted and unwelcome behaviour of the petitioner with them in the past. Further, the
Board analysed the written brief of the Presenting Officer in paragraph (3), and that of the petitioner in paragraph (4). Thereafter, the Board
scrutinized the record of general examination of the petitioner and then, made a brief reference to the documents filed.
After having thus surveyed the record, the Board ultimately recorded its findings and conclusions in Part V of the report as under:-
Findings
The Board of Inquiry to the best of its efforts conducted a fair and unbiased inquiry into the charges framed against Prof. A.K. Das,
Department of Mathematics, NEHU, Shillong in accordance with the provisions of Rule 14 of CCS (CCA) Rule 1965 and as per the
term laid down in the University Order F. No.17-269/Estt-II/2012-8432 and 22-10- 2014 and F. No.17-269/Estt-II/2012-8430
dated 22-10-2014. The Board of Inquiry particularly ensured that the Charged Govt. Servant gets sufficient opportunity to defend
himself. The Inquiry concluded on 11th December 2014 after the submission of written brief by the Charged Govt. Servant. The
Charged Govt. Servant in his written statement which forms part of the record has stated that the charges made by the Disciplinary
Authority are vague as the names of the research scholars, the date, time and place of occurrence of the incidents have not been
indicated. The Board of Inquiry has been able to obtain the above information with the submission of the additional documents
furnished by the Presenting Officer under the provisions of Rule 14 Sub-rule 15 of the CCS (CCA) Rule, 1965 and these documents
have bridged the lacuna which has been alleged to be in the Article of Charge. The names of the female research scholars have been
established and the dates, times and places of occurrences have been established in the deposition made by the Complainants-cum-
witnesses who are victims of Sexual Harassment. It may be mentioned that the Hon''ble Supreme Court in Apparel Export Promotion
Council Vs. A.K. Chopra (1999) 1SCC 759, has observed that where the evidence of the victim inspires confidence in the case of
sexual harassment, the Court are obliged to rely on it. It also observes that in a case involving charge of sexual harassment or attempt
to sexually molest, the Courts are required to examine the broader probabilities of a case and not get swayed by insignificant
discrepancies or narrow technicalities or dictionary meaning of the expression ""molestation"".
The Charged Govt. Servant Prof. A.K. Das, Department of Mathematics, NEHU, Shillong in his denial of the charge framed against
him has attempted to assign a motive that the complainants are made as ''vendetta'' for his attempts to improve the academic
performance of the female research scholars. He has on the one hand admitted that both the complainants-cum-witnesses are not
directly under his supervision as their guide but on the other hand it has been observed that his interest in them is more than what the
call of duty ascribes. He has even gone to the extent of verifying the attendance of one of the complainant who had gone to attend the
AIS Conference at Chennai from the Convener of the Conference and thus his integrity is questionable and in gross violation to the
provision of Rule-3(1) (i) of the CCS (Conduct) Rules, 1964.
The Charged Govt. Servant has tried to mislead the Board of Inquiry and suppressed facts relating to the observations of the External
Experts viz. Namely, Dr. Jothilingam and Dr. AnupamSaikia. By such acts the Charged Govt. Servant has proved that his devotion to
duty is questionable.
His attempt to assign motive that the complaints are ''vendetta'' is not established, especially as the main complainant Ms. T* who
filed her complaint on 30th April, 2014 and for which a Disciplinary Proceeding has been drawn against the Charge Govt. Servant,
Prof. A.K.Das, has abandoned her pursuit to complete her Ph.D. from NEHU due to the uncongenial atmosphere created by the
action of Prof. A.K.Das, Charged Govt. Servant.
The evidence adduced from the depositions of Dr.S* and Dr.A* also supports the allegations against the said Charged Govt. Servant
that he has, over a period a time been committing acts of sexual harassment which is highly detrimental to the conducive and congenial
academic atmosphere of the Department in particular and the University in general. He, therefore has not maintained devotion to duty
as required under Rule 3(1)(ii) of the CSS(Conduct) Rules, 1964.
The acts of sexual harassment as reported by the complainants against the Charged Govt. Servant Prof. A.K.Das are established as
discussed in the Analysis at Part-IV of this Report.
As per the established law, ""Any act of sexual harassment of women employees is definitely unbecoming of a Government servant
and amounts to a misconduct."" By the act of sexual harassment to the female research scholars namely, Ms. P* and Ms. T* by the
Charged Govt. Servant when they approached him for guidance is in violation of Rule 3(1)(i) of the CSS(Conduct) Rules, 1964
(Vishaka and Ors. Vs. State of Rajasthan and Ors., JT 1997(7) SC 384).
It is therefore established, that the act committed by the Charged Govt. Servant Prof. A.K.Das is unbecoming of a Govt. servant and
in violation of Rule 3(1)(iii) of the CCS(Conduct) Rules 1964.
The Board of Inquiry, therefore, finds that the Charged Govt. Servant Prof. A.K.Das has committed serious misconduct in gross
violation of provision of Rule ? 3(I) of the CCS(Conduct) Rules, 1964 which requires every Government Servant at all times(i) to
maintain absolute integrity, (ii) to maintain devotion to duty and (iii) do nothing which is unbecoming of a government servant.
The Board of Inquiry also noted that this case falls under the ambit of Rule 3-C of the CCS(Conduct) Rules 1964 which states as
follows: Rule 3-C of the CCS(Conduct) Rules: Prohibition of sexual harassment of working women
(1) No Government servant who is in charge of a work place shall take appropriate steps to prevent sexual harassment to any
woman at such work place.(sic)
(2) Every Government servant who is in charge of a work place shall take appropriate steps to prevent sexual harassment to any
woman at such work place.
EXPLANATION - For the purpose of this Rule, ""sexual harassment"" includes such unwelcome sexually determined behavior,
whether directly or otherwise, as-
(a) Physical contact and advances;
(b) Demand or request for sexual favours;
(c) Sexually coloured remarks;
(d) Showing any pornography; or
(e) Any other unwelcome physical, verbal or non-verbal conduct of a sexual nature.
The impugned order dated 17.12.2014
The petitioner attempted to maintain an appeal against the aforesaid order dated 17.12.2014 to the Executive Council of the respondent-
university but this appeal was not entertained for the reason that the Executive Council itself was the Disciplinary Authority that had passed the
order imposing penalty. Having received such a communication from the Registrar of the respondent-university dated 30.01.2015, the petitioner
preferred this writ petition questioning the legality and validity of the proceedings as also the order passed against him.
Rival Submissions
In his extensive and strenuous arguments, learned counsel for the petitioner has assailed the validity of disciplinary proceedings and the order
impugned with the submissions that in the present case, right from commencement and upto culmination, the proceedings have been conducted in
total disregard of the statutory rules as also the principles of natural justice; and the findings have been recorded against the petitioner on surmises,
conjectures and inadmissible evidence; and further, the punishment has been awarded to the petitioner without even supplying him a copy of the
inquiry report. Thus, with reference to the decision of the Hon''ble Supreme Court in the case of B.C. Chaturvedi v. Union of India: (1995) 6 SCC
749, learned counsel has made a fervent plea that the present case calls for interference by the Court.
The learned counsel has contended in the first place that even at the preliminary stage, respondents violated the provisions of Sub-rule (1) of
Rule 10 of the Rules of 1965 when the Registrar of the respondent-university issued the order dated 09.06.2014 placing the petitioner under
suspension in the purported exercise of powers under Statute 27 (1) of the NEHU Act, 1973 though, under the said Statute, the powers of putting
under suspension could have only been exercised by the Vice Chancellor. With reference to the decision of the Hon''ble Supreme Court in the
case of Marathwada University v. Seshrao Balwant Rao Chavan: (1989) 3 SCC 132, the learned counsel has argued that when the Statute
prescribed the power to be exercised by a particular person, the same could not have been exercised by any other, unless delegated in accordance
with law. According to the learned counsel, the Registrar being neither the authority contemplated by Rule 10 (1) of the Rules of 1965 nor a
delegated authority, evident it is that the Disciplinary Authority never applied its mind to the case of the petitioner; and the initiation of the
proceedings by the Registrar vitiated the proceedings at the very inception.
In the second limb of arguments, learned counsel for the petitioner has contended that the article of charge and the statement of imputations of
misconduct/misdemeanor, annexed as Annexures I and II to the memorandum dated 23.07.2014, had been completely vague as opposed to the
requirements of Sub-rule (3) of Rule 14 of the Rules of 1965 inasmuch as neither the particulars of the complainants were stated nor the date, time,
place and nature of alleged incidents were disclosed. While relying on the decisions of the Hon''ble Supreme Court in Union of India and others v.
Gyan Chand Chattar : (2009) 12 SCC 78, Sawai Singh v. State of Rajasthan: (1986) 3 SCC 454, and State of Uttar Pradesh v. Mohd. Sharif
(dead) through LRs.: (1982) 2 SCC 376, the learned counsel has argued that the inquiry proceedings stand vitiated for being based on vague
charges.
In the third and lengthy limb of arguments, learned counsel for the petitioner has assailed the conduct of proceedings by the Board of Inquiry
with the submissions that there had been blatant violation of the mandatory requirements of the Rules of 1965 as also the principles of fair play and
natural justice in the inquiry proceedings. Learned counsel has referred to the inquiry proceedings in detail and has argued that the conduct of
inquiry in an unwarranted hurried manner as also the baseless report by the Board clearly indicate its pre-determined mindset with pre-conceived
notions. The learned counsel has also referred to the fact that in the initial list, only two witnesses were mentioned but on the first date of inquiry
i.e., 17.11.2014, the Presenting Officer submitted a list of additional witnesses and then, on the next date i.e., 18.11.2014, submitted additional
documents. Such insertion of additional evidence, according to the learned counsel, had been squarely against the mandate of the Note appended
to Sub-rule (15) of Rule 14 of the Rules of 1965 that no new evidence shall be brought in the disciplinary proceedings so as to fill up a gap or
lacuna. Learned counsel has argued that the petitioner never waived his objections with regard to such additional evidence and in fact, raised the
objections in writing too but the Board of Inquiry overruled such objections in gross violation of the requirements of the Rules; and on this count
alone, the proceedings deserve to be quashed. Apart from the aforesaid decision in Md. Sharif (supra), the learned counsel has referred to and
relied upon the decisions in Arjan Singh v. Kartar Singh and others: AIR 1951 SC 193, Mathura Prasad v. Union of India and others: (2007) 1
SCC 437, State Bank of Patiala and others v. S.K. Sharma: (1996) 3 SCC 364, Mannalal Khetan and others v. Kedar Nath Khetan and others:
(1977) 2 SCC 424, Union of India and Others v. A.K. Pandey: (2009) 10 SCC 552, Tara Singh and others v. State of Rajasthan and others:
(1975) 4 SCC 86, Samurai Electronics Pvt. Ltd. and another v. Municipal Council and another: (1998) 2 SCC 707, Hukam Chand Shyam Lal v.
Union of India and others: (1976) 2 SCC 128, State of Punjab v. Davinder Pal Singh Bhullar and others: (2011) 14 SCC 770, and Municipal
Corporation of Greater Bombay v. Dr. Hakimwadi Tenants'' Association and others : 1988 (Supp) SCC 55.
The learned counsel has elaborated on the submissions that gross violation of mandatory requirements by the Board of Inquiry, despite
repeated objections, has highly prejudiced the petitioner because such violation completely changed the course of inquiry and in fact, the Board
recorded its findings solely on the consequences of such violation; and hence, for the reason of such prejudice, the proceedings deserve to be
quashed. The learned counsel has referred to and relied upon the decision of the Hon''ble Supreme Court in the case of Union of India and others
v. Prakash Kumar Tandon: (2009) 2 SCC 541. The learned counsel has also argued that the Board of Inquiry relied upon entirely inadmissible
evidence and did not supply the copies of the statements of witnesses as were recorded during the course of inquiry by the Women''s Cell and
hence, there had been denial of reasonable opportunity to the prejudice of the petitioner. Learned counsel has referred to the decisions in Kuldeep
Singh v. Commissioner of Police and others: (1999) 2 SCC 10, Rajasthan State Road Transport Corporation and others v. Mohar Singh: (2008)
5 SCC 542, State of Uttar Pradesh and others v. Saroj Kumar Sinha: (2010) 2 SCC 772, Roop Singh Negi v. Punjab National Bank and others:
(2009) 2 SCC 570, Life Insurance Corporation of India and another v. Ram Pal Singh Bisen: (2010) 4 SCC 491, Nicks (India) Tools v. Ram
Surat and another: (2004) 8 SCC 222, and Brajendra Singh Yambem v. Union of India and another: (2016) 9 SCC 20.
In the fourth limb of his arguments, learned counsel for the petitioner has contended that before imposition of penalty, the respondents never
provided the petitioner with a copy of the inquiry report and a legitimate opportunity of contesting the findings of the Board of Inquiry in total
disregard to the mandate of Sub-rule 2(A) of Rule 15 of the Rules of 1965. The learned counsel has argued that the respondents have filed the
copy of the inquiry report only with their counter affidavit and have taken the plea that the petitioner was not prejudiced for having actively
participated in the proceedings and having cross-examined the witnesses, but the manner in which the evidence was evaluated and the manner in
which the findings were recorded even on inadmissible evidence, the denial of an opportunity to file representation against the findings of the Board
of Inquiry has caused serious and immeasurable prejudice; and such prejudice is confounded by the facts that the entire findings are only ipse dixit
of the Board and there is no Appellate Authority in the respondent-university who could have re-appreciated the evidence and the contentions.
Learned counsel has also argued that the Board has proceeded in an entirely illegal manner by shifting the entire burden on the petitioner while not
examining the contradictions and inconsistencies in the evidence. Apart from the decision of Roop Singh Negi (Supra) and Gyan Chand Chattar
(Supra) the learned counsel has also relied upon the decisions in Delhi Cloth and General Mills Co. v. Ludh Budh Singh: (1972) 1 SCC 595 and
M.V. Bijlani v. Union of India and others: (2006) 5 SCC 88.
The learned counsel has also argued that it is not a rule universally applied that a woman would not ordinarily make allegations against her
honour; and has referred to the decision of the Hon''ble Supreme Court in the case of Pandurang Sitaram Bhagwat v. State of Maharashtra:
(2005) 9 SCC 44. The learned counsel has further argued that the final order imposing penalty, as issued under the hand of the Registrar and not
the Disciplinary Authority and that too, without indicating the reasons or justifications, is in stark violation of the principles of natural justice and
cannot sustain itself. Learned counsel has relied on the decision in G. Vallikumari v. Andhra Education Society and others: (2010) 2 SCC 497.
With the aforesaid contentions, learned counsel for the petitioner has submitted that the impugned proceedings and orders deserve to be
quashed and the petitioner deserves to be reinstated with continuity in service, back wages, and costs. Learned counsel has again referred to the
decision in Roop Singh Negi (Supra) as also the decision in Deepali Gundu Surwase v. Kranti Junior Adhyapak Mahavidyalaya (D.Ed.) and
others: (2013) 10 SCC 324.
Per contra, learned counsel for the respondent-university has made elaborate reference to the facts of the case, particularly the nature of
complaints, the nature of charges and the evidence led in the inquiry; and has vehemently argued that all the basic requirements of statutory rules
and the principles of fair play having been met and there being cogent findings against the petitioner that he had indulged in sexual harassment of
female research scholars, the matter calls for no interference. As regards the submissions concerning issuance of order by the Registrar of the
respondent-university, learned counsel has argued that the decision to put the petitioner under suspension and to hold an inquiry was taken by the
Vice Chancellor of the respondentuniversity and by the order dated 09.06.2014, the Registrar only communicated the order so made by the
competent authority. The learned counsel has further argued that in fact, the petitioner attempted to challenge the order so issued by the Registrar
by way of a writ petition in this Court but, the Court did not accept such a challenge and only directed that the requisite copies be supplied to the
petitioner and further that the departmental inquiry, when initiated, be concluded within the given timeframe. Thus, according to the learned counsel,
the challenge to the order dated 09.06.2014 no longer survives and deserves to be rejected.
As regards the second limb of arguments, that the article of charge and the statement of imputations of misconduct/misdemeanor had been
vague as opposed to the requirements of Sub-rule (3) of Rule 14 of the Rules of 1965, learned counsel for the respondent-university has referred
to the article and the statement of imputations as also the accompanying complaints and has submitted that right from inception, the petitioner was
conscious and aware of the allegations against him and the precise charges he had to meet and hence, there had not been any prejudice to the
petitioner.
As regards the first part of the third branch of submissions of learned counsel for the petitioner, learned counsel for the respondentuniversity
has again referred to the orders passed by this Court in the other litigations and the requirements of law for expeditious proceedings in such matters
relating to the charges of sexual harassment at workplace; and has strenuously argued that when the composition of Inquiring Authority, as earlier
set up, was challenged and this Court directed a different Inquiring Authority to be set up, other than the members of the Women''s Cell, while
extending the period of inquiry by three months, the new Board of Inquiry was constituted and the said Board conducted the proceedings in an
expeditious manner so as to complete the inquiry within the time permitted by law and by the order of this Court. The other parts of the third
branch of arguments of the counsel for the petitioner have been refuted with the submissions that the inquiry had been conducted in a fair and
objective manner with requisite compliance of the requirement of rules. Learned counsel for the respondent-university has strenuously argued that it
had not been a case of introduction of any new evidence after conclusion of the inquiry proceedings but the list of additional witnesses as also the
additional documents were indeed filed at the very commencement of the inquiry and were duly supplied to the petitioner. According to the learned
counsel, the petitioner''s objection, as regards violation of the requirements of Note to Sub-rule (15) of Rule 14 is entirely misplaced because the
said Note applies only when the evidence had been concluded in the inquiry; and has no application to the present case where the list of additional
witnesses as also the additional documents were filed even before commencement of the evidence. As regards yet another part of the submissions
that the Board of Inquiry has relied upon inadmissible evidence and has not returned cogent findings, learned counsel for the respondent-university
has vehemently argued that the findings of the Board are essentially based on the statements of the two complainants, who have categorically
established the case of sexual harassment against the petitioner and who are duly corroborated by the other witnesses. With reference to the
decisions in S.R. Tiwari v. Union of India and another: (2013) 6 SCC 602 and Registrar General High Court of Judicature of Madras v. K.
Muthukumar Swami: (2014) 16 SCC 555, learned counsel has argued that when the conclusion in the disciplinary proceedings cannot be termed
as perverse, no interference is called for.
As regards the fourth limb of arguments, about non-furnishing of copy of inquiry report, learned counsel for the respondent-university, with
reference to the Constitution Bench decision in Managing Director, ECIL, Hyderabad and others v. B. Karunakar and others: (1993) 4 SCC 727
and other decisions in State of U.P. v. Harendra Arora: (2001) 6 SCC 392 and State Bank of India and others v. Bidyut Kumar Mitra and others:
(2011) 2 SCC 316, has contended that furnishing of the copy of inquiry report is not a matter of ritual and the alleged omission does not ipso facto
vitiate the proceedings. Learned counsel has argued that on the principles settled by Hon''ble Supreme Court, the onus was heavy on the petitioner
to show prejudice, if any, caused to him; and in the present case, when the petitioner has failed to show any prejudice and has not been able to
establish if supplying of the copy of inquiry report before passing the order by the Disciplinary Authority was going to make any difference, the
order impugned calls for no interference.
Further, with reference to the decisions of the Hon''ble Supreme Court in Vishaka and others v. State of Rajasthan and others: (1997) 6 SCC
241 and Apparel Export Promotion Council v. A.K. Chopra: (1999) 1 SCC 759, learned counsel for the respondent-university has argued that in
the matter of present nature, involving sexual harassment of the female research scholars by the professor, narrow technicalities need to be avoided
and the broader probabilities of the case are required to be examined. According to the learned counsel, when the charge of sexual harassment
stands established against the petitioner by cogent evidence, particularly the statements of the victim women themselves, the writ petition deserves
to be dismissed.
The points for determination
From the submissions as made, the principal issues arising for determination in this case are:
(1) As to whether the proceedings against the petitioner stood vitiated for having been initiated with issuance of the order of
suspension dated 09.06.2014 by the Registrar of respondent-university and not by the Disciplinary Authority''
(2) As to whether the inquiry proceedings were taken up on vague article of charge and statement of imputations, depriving the
petitioner an adequate opportunity of defence''
(3) (a) As to whether the inquiry proceedings were conducted by the Board of Inquiry in violation of the mandatory requirements of
the Rules of 1965 as also the principles of fair play and natural justice''
(b) As to whether the findings against the petitioner are only ipse dixit of the Board and are based on conjectures and inadmissible
evidence''
(4) What is the effect of the admitted facts that the copy of the inquiry report was not supplied to the petitioner and he was not given
an opportunity to represent against the same before imposition of penalty by the Disciplinary Authority''
(5) As to whether the impugned order dated 17.12.2014, being a non-speaking one, cannot be sustained''
After having examined the matter in its totality, this Court is satisfied that so far the matters of procedure, relating to the initiation of disciplinary
proceedings as also conduct of inquiry are concerned, the contentions urged on behalf of the petitioner are without substance but then, there had
been fundamental faults on the part of the Disciplinary Authority inasmuch as the copy of inquiry report was not supplied to the petitioner and he
was not afforded an opportunity to represent against the same; and then, a non-speaking order was passed while imposing the penalty of
compulsory retirement. In the given set of circumstances of the case and the nature of allegations and then, in view of the fact that there was no
Appellate Authority to re-examine the matter, this Court finds that a clear case of prejudice is made out and the matter deserves to be remitted to
the Disciplinary Authority for passing appropriate speaking order in accordance with law after allowing the petitioner an opportunity to make his
representation against the inquiry report.
In the aforesaid view of the matter, this Court, would prefer not to express any opinion on the issues pertaining to the merits of the case, which
are proposed to be left open for objective and dispassionate consideration of the Disciplinary Authority. However, and at the same time, this Court
finds it just and appropriate that the other issues raised on behalf of the petitioner, particularly those pertaining to the matters of procedure, which
are either devoid of substance or are of no bearing, be dealt with and pronounced upon so that the same are not left open for any further and
unnecessary debate or dispute.
Sexual harassment of women at workplaces - prohibition and redressal mechanisms
Before embarking upon the contentions urged in this matter, appropriate it would be to briefly take note of the law relating to the sexual
harassment of women at workplaces. On 13.08.1997, the Hon''ble Supreme Court delivered the landmark decision in the case of Vishaka (supra)
on the anvil of Articles 14, 19, 21, 15 (1), (3), 42, 51-A (a), (e) of the Constitution of India, recognizing the rights of working women against
sexual harassment at workplaces while observing that ''the meaning and content of the fundamental rights guaranteed in the Constitution of India are
of sufficient amplitude to encompass all the facets of gender equality including prevention of sexual harassment or abuse''; and while holding that
every incident of sexual harassment at workplace results in violation of the fundamental rights of gender equality and that of life and liberty. The
Hon''ble Supreme Court referred, inter alia, to the Government of India''s commitment at the Fourth World Conference on Women at Beijing, inter
alia, to formulate and operationalize a national policy on women; and to set up a commission so as to defend the women''s human rights. The
Hon''ble Supreme Court also referred to the absence of enacted law to provide for the effective enforcement of basic human right of gender
equality and guarantee against sexual harassment and hence, laid down the guidelines and norms for due observance at all workplaces until a
legislation was put in place for the purpose. The guidelines and norms prescribed in Vishaka became the pilots as also pivots in the development of
the constitutional philosophy on this area relating to gender equality and the human right of dignified condition for all.
Thereafter, in its various orders dated 26.04.2004 and 17.01.2006 and 19.10.2012 in Medha Kotwal Lele, 2013) 1 SCC 311, (2013) 1
SCC 312 and (2013) 1 SCC 297 and in the order dated 03.02.2012 in Seema Lepcha, 2013) 11 SCC 641 , the Hon''ble Supreme Court
reemphasized the need for implementation of the directions issued in Vishaka and issued further directions for putting in place the Complaints
Committees for dealing with the complaints of sexual harassment at workplaces while providing, inter alia, that the Complaints Committee as
envisaged in Vishaka would be deemed to be the Inquiring Authority for the purposes of the Conduct Rules of 1964; that the report of the
Complaints Committee would be deemed to be an inquiry report under the said Rules; and that the respective Governments shall be giving
comprehensive publicity to the redressal mechanism/s put in place. The Supreme Court also directed that the guidelines of Vishaka shall be applied
by the other regulatory bodies like the Bar Council of India, Medical Council of India etc. etc.
Ultimately, the present enactment, known as the Sexual Harassment of Women at Workplace (Prevention, Prohibition and Redressal) Act,
2013 [''the Act of 2013''] came to be passed by both the Houses of Parliament and, after receiving the assent of the President of India on
22.04.2013, came into force on 09.12.2013.
It is neither in dispute nor of any doubt that the respondentuniversity answers to the description of ""workplace"" within the meaning of Clause
(o) of Section 2 of the Act of 2013; the complainants concerned are covered under the broad connotation of ""employee"" under Clause (f) of
Section 2 for the purpose of the Act of 2013; and the acts and behaviour imputed on the petitioner fall within the inclusive definition of ""sexual
harassment"" under Clause (n) of Section 2 of the Act of 2013 that reads as under:-
2 (n) ""sexual harassment"" includes any one or more of the following unwelcome acts or behaviour (whether directly or by
implication) namely:-
(i) physical contact and advances; or
(ii) a demand or request for sexual favours; or
(iii) making sexually coloured remarks; or
(iv) showing pornography; or
(v) any other unwelcome physical, verbal or non-verbal conduct of sexual nature;
Eschewing other details of the said enactment, a relevant aspect related to the development of law for the purpose of the Central Civil Services
(Conduct) Rules of 1964 may be taken note of as admittedly, the said Rules do apply to the present case. After the decision in Vishaka, Rule 3-C
came to be inserted to the Central Civil Services Conduct Rules on 07.03.1998, specifically prohibiting sexual harassment of women at any work
place. However, by way of the notification dated 19.11.2014, Rule 3-C was amended so as to incorporate the relevant features of the Act of
2013 in these Conduct Rules of 1964.6
Scope of judicial review of disciplinary proceedings
It remains trite that the scope of judicial review of the disciplinary proceedings by the Court, particularly in a petition under Article 226 of the
Constitution of India, is ordinarily confined to the decision making process and does not extend to the decision itself. In other words, the This Rule
3-C, as amended and made applicable w.e.f. 19.11.2014, reads as under:-
3C. Prohibition of sexual harassment of working women, - (1) No Government servant shall indulge in any act of sexual harassment
of any woman at any work place.
(2) Every Government servant who is incharge of a work place shall take appropriate steps to prevent sexual harassment to any
woman at the work place.
Explanation.- (I) for the purpose of this rule.-
(a) ""sexual harassment"" includes any one or more of the following acts or behaviour (whether directly or by implication) namely:-
(i) physical contact and advances; or
(ii) a demand or request for sexual favours; or
(iii) making sexually coloured remarks; or
(iv) showing pornography; or
(v) any other unwelcome physical, verbal or non-verbal conduct of sexual nature;
(b) the following circumstances, among other circumstances, if it occurs or is present in relation to or connected with any act or
behaviour of sexual harassment may amount to sexual harassment:-
(i) implied or explicit promise of preferential treatment in employment; or
(ii) implied or explicit threat of detrimental treatment in employment; or
(iii) implied or explicit threat about her present or future employment status; or
(iv) interference with her work or creating an intimidating or offensive or hostile work environment for her; or
(vi) humiliating treatment likely to affect her health or safety.
(c) ""workplace"" includes,-
(i) any department, organization, undertaking, establishment, enterprise, institution, office, branch or unit which is established, owned,
controlled or wholly or substantially financed by funds provided directly or indirectly by the Central Government;
(ii) hospitals or nursing homes;
(iii) any sports institute, stadium, sports complex or competition or games venue, whether residential or not used for training, sports or
other activities relating thereto;
(iv) any place visited by the employee arising out of or during the course of employment including transportation provided by the
employer for undertaking such journey;
(v) a dwelling place or a house.
power of judicial review is to examine if the charged officer received fair treatment with fair opportunity of defence with adequate compliance of
the requirements of statutory rules as also the rules of natural justice and else, so far the aspects relating to the conclusion of facts are concerned,
the Disciplinary Authority and the Appellate Authority, wherever available, are the sole judge of the fact. In the case of B.C. Chaturvedi (supra),
the Hon''ble Supreme Court has delineated the relevant principles in the following:-
Judicial review is not an appeal from a decision but a review of the manner in which the decision is made. Power of judicial
review is meant to ensure that the individual receives fair treatment and not to ensure that the conclusion which the authority reaches is
necessarily correct in the eye of the court. When an inquiry is conducted on charges of misconduct by a public servant, the
Court/Tribunal is concerned to determine whether the inquiry was held by a competent officer or whether rules of natural justice are
complied with. Whether the findings or conclusions are based on some evidence, the authority entrusted with the power to hold
inquiry has jurisdiction, power and authority to reach a finding of fact or conclusion. But that finding must be based on some evidence.
Neither the technical rules of Evidence Act nor of proof of fact or evidence as defined therein, apply to disciplinary proceeding.
When the authority accepts that evidence and conclusion receives support therefrom, the disciplinary authority is entitled to hold that
the delinquent officer is guilty of the charge. The Court/Tribunal in its power of judicial review does not act as appellate authority to
reappreciate the evidence and to arrive at its own independent findings on the evidence. The Court/Tribunal may interfere where the
authority held the proceedings against the delinquent officer in a manner inconsistent with the rules of natural justice or in violation of
statutory rules prescribing the mode of inquiry or where the conclusion or finding reached by the disciplinary authority is based on no
evidence. If the conclusion or finding be such as no reasonable person would have ever reached, the Court/Tribunal may interfere
with the conclusion or the finding, and mould the relief so as to make it appropriate to the facts of each case.
The disciplinary authority is the sole judge of facts. Where appeal is presented, the appellate authority has coextensive power to
reappreciate the evidence or the nature of punishment. In a disciplinary inquiry, the strict proof of legal evidence and findings on that
evidence are not relevant. Adequacy of evidence or reliability of evidence cannot be permitted to be canvassed before the
Court/Tribunal. In Union of India v. H.C. Goel this Court held at p. 728 that if the conclusion, upon consideration of the evidence
reached by the disciplinary authority, is perverse or suffers from patent error on the face of the record or based on no evidence at all,
a writ of certiorari could be issued.
The scope of judicial review in the matters relating to misconduct was further explained by the Hon''ble Supreme Court in Mathura Prashad
(supra) as under:
19.When an employee, by reason of an alleged act of misconduct, is sought to be deprived of his livelihood, the procedures laid
down under the sub-rules are required to be strictly followed. It is now well settled that a judicial review would lie even if there is an
error of law apparent on the face of the record. If statutory authority uses its power in a manner not provided for in the statute or
passes an order without application of mind, judicial review would be maintainable. Even an error of fact for sufficient reasons may
attract the principles of judicial review.
However, in the case of S.K.Sharma (supra), the Hon''ble Supreme Court, while observing that principles of natural justice cannot be put in a
strait-jacket and cannot be reduced to any hard and fast formulae; and their applicability depends upon the context and the facts and
circumstances of each case, explained that the test in such a case is to examine as to whether, after taking all things together, the delinquent officer
had or did not have a fair hearing. The Hon''ble Supreme Court said, -
....But in respect of many procedural provisions, it would be possible to apply the theory of substantial compliance or the test of
prejudice, as the case may be. The position can be stated in the following words: (1) Regulations which are of a substantive nature
have to be complied with and in case of such provisions, the theory of substantial compliance would not be available. (2) Even among
procedural provisions, there may be some provisions of a fundamental nature which have to be complied with and in whose case, the
theory of substantial compliance may not be available. (3) In respect of procedural provisions other than of a fundamental nature, the
theory of substantial compliance would be available. In such cases, complaint/objection on this score have to be judged on the
touchstone of prejudice, as explained later in this judgment. In other words, the test is: all things taken together whether the delinquent
officer/employee had or did not have a fair hearing. We may clarify that which provision falls in which of the aforesaid categories is a
matter to be decided in each case having regard to the nature and character of the relevant provision.
The decisions cited above make one thing clear, viz., principles of natural justice cannot be reduced to any hard and fast
formulae. As said in Russell v. Duke of Norfolk way back in 1949, these principles cannot be put in a strait-jacket. Their applicability
depends upon the context and the facts and circumstances of each case (See Mohinder Singh Gill v. Chief Election Commr.) The
objective is to ensure a fair hearing, a fair deal, to the person whose rights are going to be affected........"" (Underlining supplied for
emphasis)
As regards the inquiry proceedings concerning the charge of sexual harassment, in the case of A.K. Chopra (supra), the Hon''ble Supreme
Court laid down, even before the Act of 2013, that these cases are not to be examined on insignificant discrepancies or narrow technicalities and
are required to be dealt with sensitivity, where sympathy or latitude have no role to play, while observing as under:-
.... In a case involving charge of sexual harassment or attempt to sexually molest, the courts are required to examine the broader
probabilities of a case and not get swayed by insignificant discrepancies or narrow technicalities or the dictionary meaning of the
expression ""molestation"". They must examine the entire material to determine the genuineness of the complaint. The statement of the
victim must be appreciated in the background of the entire case. Where the evidence of the victim inspires confidence, as is the
position in the instant case, the courts are obliged to rely on it. Such cases are required to be dealt with great sensitivity. Sympathy in
such cases in favour of the superior officer is wholly misplaced and mercy has no relevance. ....
The questions arising in this petition may now be taken up for determination with reference to the principles aforesaid.
Point No. 1
As to whether the proceedings against the petitioner stood vitiated for having been initiated with issuance of the order of suspension
dated 09.06.2014 by the Registrar of respondent-university and not by the Disciplinary Authority''
As noticed, after receipt of reports from the Women''s Cell, the petitioner was served with the said order dated 09.06.2014, as issued by the
Registrar of the respondent-university that the disciplinary proceedings, on the allegations of sexual harassment, were under contemplation against
him and as such, he was placed under suspension with immediate effect. The order dated 09.06.2014 was sought to be questioned by the
petitioner by way of a writ petition [WP (C) No.226 of 2014] but this writ petition was disposed of by a learned Single Judge of this Court on
30.06.2014 with the requirements that: the concerned respondents would furnish the copies of the documents mentioned in the petitioner''s
representation; the petitioner would be allowed to submit his explanation after receiving such copies; after receiving the petitioner''s explanation, the
university would decide if any inquiry was requisite; the inquiry, if initiated, would be completed within three months while complying with the
principles of natural justice after serving the article of charge etc. of initiation; and lastly, in case of inquiry being not completed within three months,
the petitioner would be reinstated without prejudicing the inquiry. As noticed, this period of three months for completing the inquiry was extended
for another three months in the order dated 22.09.2014, as passed in WP (C) No.301 of 2014.
In view of the order so passed in the writ petition filed by the petitioner it is but clear that this Court did not interfere with the order of
suspension dated 09.06.2014 as such; and the said petition was disposed of with directions aimed at ensuring fair compliance of principles of
natural justice while also providing that the petitioner would be reinstated in case the inquiry was not completed within three months of initiation.
In the face of the order dated 30.06.2014 as passed in the said writ petition and in view of the fact that thereafter, the article of charge was
indeed drawn up and the inquiry proceedings did take place, this Court has no hesitation in holding that the petitioner is not entitled to question the
order of suspension and initiation of inquiry now and in this writ petition. This is apart from the fact clarified on behalf of the respondent-university
that the decision to put the petitioner under suspension and to hold an inquiry was taken by the Vice Chancellor and, by the order dated
09.06.2014, the Registrar had only communicated the decision so taken by the competent authority. In the given facts and circumstances, the
decision in Seshrao Balwant Rao Chavan (supra) is of no application to the present case. The first contention urged on behalf of the petitioner fails
and stands rejected.
Point No. 2
As to whether the inquiry proceedings were taken up on vague article of charge and statement of imputations, depriving the petitioner
an adequate opportunity of defence''
In the second limb of arguments, it has been contended on behalf of the petitioner that the article of charge and the statement of imputations
had been totally vague inasmuch as, neither the particulars of complainants were stated nor the date, time, place and nature of alleged incidents
were disclosed. In addition to the submission so made, it may also be observed that in the article of charge, only Rule 3(1) of the Conduct Rules of
1964 was mentioned and with that Rule 3-C was not mentioned. However, these shortcomings are hardly of any material effect in this matter.
In the case of Gyan Chand Chattar (supra), the Hon''ble Supreme Court underscored the requirements, inter alia, that inquiry proceedings
ought to be conducted fairly and objectively, with strict adherence to the statutory provisions and the principles of natural justice; that charges
should be specific and definite with details of the incident forming the basis of charge; and that the findings ought not to be perverse or
unreasonable nor be based on surmises and conjectures. The Supreme Court observed and held as under:-
In view of the above, law can be summarised that an enquiry is to be conducted against any person giving strict adherence to the
statutory provisions and principles of natural justice. The charges should be specific, definite and giving details of the incident which
formed the basis of charges. No enquiry can be sustained on vague charges. Enquiry has to be conducted fairly, objectively and not
subjectively. Finding should not be perverse or unreasonable, not the same should be based on conjectures and surmises. There is a
distinction in proof and suspicion. Every act or omission on the part of the delinquent cannot be a misconduct. The authority must
record reasons for arriving at the finding of fact in the context of the statute defining the misconduct.
In the case of Sawai Singh (supra), the appellant had been a returning officer to conduct panchayat elections and was alleged to have shown
undue favour to one of the contesting candidates by manipulating the withdrawal of a dummy candidate; and was also alleged to have committed
forgery by erasing a word on the nomination paper. After the inquiry, the appellant was removed from service but when the charges were found
lacking in material particulars, in the given set of facts, the Hon''ble Supreme Court found that the charges were vague and it was difficult for the
appellant to meet the same. However, the Supreme Court clearly laid down that the requirements of natural justice depend upon the facts and
circumstances of a case and the nature of inquiry and the subject-matter as under:
The application of those principles of natural justice must always be in conformity with the scheme of the Act and the subject-
matter of the case. It is not possible to lay down any rigid rules as to which principle of natural justice is to be applied. There is no
such thing as technical natural justice. The requirements of natural justice depend upon the facts and circumstances of the case, the
nature of the enquiry, the rules under which the tribunal is acting, the subject-matter to be dealt with and so on. Concept of fair play in
action which is the basis of natural justice must depend upon the particular lis between the parties. Rules and practices are constantly
developing to ensure fairness in the making of decisions which affect people in their daily lives and livelihood. Without such fairness
democratic governments cannot exist. Beyond all rules and procedures that is the sine qua non.
(Underlining supplied for emphasis)
In the case of Mohd. Sharif (supra), the date and time of his alleged misconduct, of having entered the government forest and having injured
the feelings of one community, were not stated in the chargesheet framed and served upon the employee and even the location of the place of
incident was also not indicated. In the given set of facts, the Hon''ble Supreme Court held that the employee was prejudiced in the matter of his
defence in the inquiry.
On material aspects, the cases referred on behalf of the petitioner proceed on their own facts. Though the basic principles remain that the rule
of fair play and reasonableness are to be ensured but then, furnishing of the relevant facts with sufficient clarity is a matter required to be visualized
in the facts and circumstances of the given case.
The contents of article of charge and statement of imputations in the present case have been noticed hereinbefore wherefrom, this much is clear
that the petitioner was duly informed that the basic charge against him was of having committed the acts of sexual harassment of the female
research scholars when they approached him for guidance and that such acts were immoral and outrageous to the modesty of female research
scholars and detrimental to the conducive atmosphere in the department. Of course, the names of the complainants and the particulars of the
alleged incidents were not detailed out in such article and statement of imputation but indisputably, along with them, the documents were supplied
to the petitioner, including the copies of the complaints and the reports of the Women''s Cell.
As noticed, the petitioner filed a detailed statement of defence wherein, he replied to, and refuted, each and every allegation of Ms. T and Ms.
P, almost word-by-word, and also alleged that the complainants had scores to settle because: (i) Ms. T expected undue favour and had received a
rebuke from him for alleged insincerity and lack of devotion; and (ii) he had opposed the synopsis of Ms. P. The petitioner also specifically stated
that both the complainants wanted to complete their Ph.D. by taking advantage of certain loopholes in the system but he was standing as an
obstacle for them. In his meticulously drafted statement of defence, the petitioner never alleged that he was unable to identify and comprehend the
charges he was to meet, or that there was any ambiguity hovering over. Moreover, the petitioner thoroughly crossexamined the complainants as
also other witnesses in the course of inquiry with precise understanding about their stand and about his own defence. In an overall comprehension
of the matter, there is not an iota of doubt that petitioner clearly understood, with all certainty, as to who were the complainants, what were the
complaints, and what were the charges against him. Thus, the petitioner cannot allege denial of reasonable opportunity of defence or any prejudice
in the matter of his defence at the inquiry.
It is moreover clear that so far the complaint of Ms. P was concerned, even the dates had been clearly spelt out where the complainant stated
that the first incident took place on 19.02.2014 and the other incidents took place on the subsequent consecutive dates. The places of incidents
were also indicated in the complaint. Of course, the dates of the alleged incidents were not mentioned in the complaint of Ms. T but even in her
regard, the petitioner could not deny the facts that there had been interactions with her and that lastly, she was in his faculty room on 29.04.2014.
In this matter concerning allegations of sexual harassment, when the complaints carried the imputations without any ambiguity or obscurity; and
when the imputations were undoubtedly understood by the petitioner himself, the suggestion that he was prejudiced in his defence for vagueness of
charges and imputations remains baseless and cannot be accepted. The contentions urged in this regard also stand rejected.
Point No. (3) (a)
As to whether the inquiry proceedings were conducted by the Board of Inquiry in violation of the mandatory requirements of the
Rules of 1965 as also the principles of fair play and natural justice''
arguments, as regards the conduct of proceedings by the Board of Inquiry, this Court is clearly of the view that the Board has conducted the
proceedings in a fair manner with adequate opportunity of defence to the petitioner; and the imputations against the Board, as regards the conduct
of proceedings, wherever and whatever suggested by the petitioner, are of no substance.
The main plank of the arguments of the learned counsel for the petitioner had been that in the inquiry, new and additional evidence was inserted
in violation of the requirements of the Note appended to Subrule (15) of Rule 14 of the Rules of 1965. This very objection was not only taken by
the petitioner during the course of inquiry but was reiterated by him even after rejection; and has further been extensively pressed before this Court,
though meritless at the very fundamentals and being rather misplaced.
The decisions referred by the learned counsel for the petitioner in the case of Tara Singh and Samurai Electronics (supra) that the Note, when
promulgated with the rules is part of the rule and must be construed accordingly, are neither of any doubt nor of any debate. The principles in the
case of Hukum Chand Shyam Lal (supra) that when a power is required to be exercised by a certain authority in a certain way, it should be
exercised in that manner are also not of any debate. Similarly, the decisions in the cases of Devinder Pal Singh Bhullar and Hakimwadi Tennants''
Association (supra) have also been unnecessarily cited because there is no allegation of waiver, acquiescence or intentional relinquishment of right
by the petitioner. Further unnecessary arguments have been made with reference to the decisions in Mannalal Khetan and A.K. Pandey (supra)
that the negative words are ordinarily used as the legislative device to make a statutory provision imperative. The principles in Arjan Singh''s case
(supra) for receiving and admitting additional evidence by the Appellate Court under Order XLI Rule 27 of the Code of Civil Procedure are also
not even remotely connected with the issue at hand. The decisions aforesaid do not make out any case in favour of the petitioner.
Rule 14 of the Rules of 1965 lays down the clear procedure for imposing major penalties. Various Sub-clauses of Rule 14, in their feasible
chronology, give out the steps of procedure in the matter of inquiry with the mandate that no order imposing major penalty would be made except
in accordance with the inquiry to be held, as far as may be, in the manner provided. The disciplinary authority may make the inquiry itself or
appoint an authority to inquire, per Sub-rule (2) of Rule 14. Though, significantly, in the year 2004, a proviso was added to Sub-rule (2) of Rule
14 to the effect that in the matter of complaints of sexual harassment within the meaning of Rule 3-C of the Conduct Rules of 1964, the Complaint
Committee shall be deemed to be the Inquiring Authority but, as noticed, thereafter, the Act of 2013 came into force and in the present case, this
Court directed by the order dated 22.09.2014 in WP(C) No. 301 of 2014 that the Inquiring Authority ought to be different than the Women?s
Cell of the respondent-university because the Cell had recommended for departmental inquiry. As per Sub-Rules (3) and (4) of Rule 14, the article
of charge and statement of imputations are required to be drawn up and delivered to the charged Government servant requiring his written
statement of defence. From Sub-rule (5) to Sub-rule (13), various steps of procedure are prescribed, ensuring attendance of the charged
Government servant, reading out charges, discovery or production of documents etc. which need not be dilated here. Per Sub-rule (14) of Rule
14, on the date fixed for inquiry, the oral and documentary evidence is to be adduced for or on behalf of the Disciplinary Authority and the
witnesses are to be examined. Sub-rule (15) of Rule 14 appears in that chronology, investing the Inquiring Authority with discretion to allow the
Presenting Officer to produce the evidence not included in the list earlier; or to call for new evidence; or even to recall or re-examine any witness.
Under this Sub-rule (15), the Inquiring Authority may also allow the charged Government servant to produce new evidence, if considered
necessary in the interests of justice. The Note appended to Sub-rule (15) of Rule 14 has been strongly relied upon in this case on behalf of the
petitioner. The entire of Sub-rule (15) with the Note may be reproduced as under:-
(15) If it shall appear necessary before the close of the case on behalf of the Disciplinary Authority, the Inquiring authority may, in its
discretion allow the Presenting Officer to produce evidence not included in the list given to the Government servant or may itself call
for new evidence or recall and re-examine any witness and in such case the Government servant shall be entitled to have, if he
demands it, a copy of the list of further evidence proposed to be produced and an adjournment of the inquiry for three clear days
before the production of such new evidence, exclusive of the day of adjournment and the day to which the inquiry is adjourned. The
Inquiring Authority shall give the Government servant an opportunity of inspecting such documents before they are taken on the
record. The Inquiring Authority may also allow the Government servant to produce new evidence, if it is of the opinion that the
production of such evidence is necessary in the interests of justice. Note:- New evidence shall not be permitted or called for or any
witness shall not be recalled to fill up any gap in the evidence. Such evidence may be called for only when there is an inherent lacuna
or defect in the evidence which has been produced originally.
It is at once clear that the above-quoted Sub-rule (15) of Rule 14 of the Rules of 1965 primarily operates where additional evidence, oral or
documentary, is sought to be adduced or taken before closing of the case on behalf of the Disciplinary Authority. Of course, this sub-rule also
permits the Inquiring Authority to allow the charged person to produce new evidence, if such production is considered necessary in the interests of
justice. By its very nature, Sub-rule (15) ibid. is to be applied and operated after the evidence has been led by the party concerned, when there is
a necessity of adducing further or new evidence. In this context, the Note clarifies that ''new evidence'' shall not be permitted or called for nor any
witness would be recalled to fill up any gap in the evidence. The permissibility for such ''new evidence'' is only when there is an inherent lacuna or
defect in the evidence produced originally. The phrase ''produced originally'' obviously refers to the evidence that had already been produced
under Sub-rule (14) as also under other provisions in that regard.
It is difficult to appreciate that the Note appended to Sub-rule (15) is at all pressed into service in this case, in support of the objection against
the so-called new evidence. True it is that on the first date of proceedings, i.e., 17.11.2014, the Presenting Officer produced a list of additional
witnesses and then, on the second date i.e., 18.11.2014, produced additional documents. Both, the additional list of witnesses and the additional
documents, were duly received by the Board of Inquiry, after finding the same being necessary for arriving at a just and proper decision in the
matter. As noticed, the article of charge and statement of imputations had not been elaborate and in the initial list of witnesses even the two
complainants were not mentioned. The documentary evidence had a little role to play in the matter but even in that regard, only the complaints and
reports of Women''s Cell were mentioned initially. For an overall comprehension of the matter with all the necessary facts and the surrounding
factors, the witnesses as also supporting documents were considered necessary by the Board and hence were received with a speaking order. The
significant aspect of the matter had been that these were received by the Board even before commencement of evidence on behalf of the
Disciplinary Authority.
The Note appended to Sub-rule (15) of Rule 14 is of course of imperative value; but has no application to the present case when the
additional list of witnesses and the additional documents were taken on record at the very initial stage of inquiry and even before examination of
any witness by any of the parties. When no evidence had been led by any of the parties at the time of receiving the list of additional witnesses and
additional documents, there was no question of filling up any socalled ''gap'' in evidence; rather the procedure adopted by the Board was of
fairness to all the parties concerned with this matter, including the petitioner himself. The so-called additional witnesses were directly related with
the matter: two of them were the complainants themselves who were, in any event, required to be examined; and the remaining were, one way or
the other, related with the facts asserted in the complaints: two of them being the respective supervisors of the complainants and two other being
the members of the same department of Mathematics in the respondent-university. It would have been travesty of justice if the relevant persons,
directly related with the subject-matter, were not examined in this inquiry. The Board consciously permitted the additional list of witnesses before
commencement of the evidence and this Court is unable to find any error or illegality in the procedure so adopted by the Board. The contention
urged on behalf of the petitioner in this regard, therefore, stands rejected.
In the other line of this branch of arguments, it has been emphasized by the learned counsel for the petitioner that introduction of additional
witnesses and additional documents caused prejudice to the petitioner who remained in dark as to what those witnesses were to depose; and
copies of the statements of those witnesses during the enquiry by the Women''s Cell were not supplied to the petitioner. These submissions are
rather overstretched. As observed hereinabove, the witnesses allowed to be examined by the Board of Inquiry were directly related with the
matters in issue and were required to be examined for a just and proper conclusion.
So far the previous statements of the said witnesses, said to have been recorded by the Women''s Cell, are concerned, the same were neither
relied upon by the department nor by the Board of Inquiry. If at all the petitioner wanted to confront those witnesses with any other statement, he
could have made the prayer for requisitioning the record of inquiries by the Women''s Cell. As noticed, the petitioner was indeed allowed to
inspect all the documents requisitioned by him, barring one, being that of application for hostel accommodation by Ms. T, which was entirely
irrelevant and had no bearing on the substance of the matter. as recorded in the proceedings of the inquiry dated 18.11.2014. It is also noticed that
so far the witness Dr. S was concerned, the petitioner submitted with his additional documents the communication sent by her to the authorities at
the earlier point of time. Though there had been want of proper exhibiting of documents on the part of the Presenting Officer as also on the part of
the petitioner, but this aspect of the omission shall be examined a little later. Suffice it to notice at this stage that the suggestion of the petitioner
about want of supply of necessary documents remains equally baseless.
There cannot be any quarrel with the proposition that a charged employee is entitled to all the relevant statements, documents and materials so
as to enable him to have a reasonable opportunity to defend,vide Saroj Kumar Sinha: (2010) 2 SCC 772, Mohar Singh: (2008) 5 SCC 542 &
Prakash Kumar Tandon: (2009) 2 SCC 541 and other decisions referred by the learned counsel for the petitioner.. However, the decisions as
referred do not make out a case in favour of the petitioner for the reason that in the present case, the necessary documents were not denied to him
and he was extended every opportunity of cross-examining the witnesses and projecting his own case/defence.
The next grievance on behalf of the petitioner that the Board proceeded in a hurried manner remains equally unjustified. Apart from the
requirements of the statute, it is noticed that even as per the order dated 22.09.2014 as passed in WP(C) No. 301 of 2014, the inquiry was to be
concluded within three months. The inquiry proceedings effectively commenced only on 17.11.2014 and were spread over a period of about one
month where the Board permitted extensive and elaborate crossexamination of the complainants and dealt with all the objections of the petitioner
and his vast and widespread written arguments. The Board does not appear to have proceeded with any unwarranted hurry and it is difficult to
accept that the Board violated the principles of fair play and natural justice.
As noticed, in the case of S.K.Sharma (supra), the Hon''ble Supreme Court has tersely explained the approach towards applicability of the
principles of natural justice and the procedural provisions that the test is as to whether, after taking all things together, the delinquent had or did not
have a fair hearing. Applying these principles to the given set of facts and circumstances and in summation of the discussion aforesaid, this Court is
clearly of the view that, taking all the things together, neither the petitioner was deprived of fair opportunity of hearing and of defending himself in
the inquiry proceeding nor the Board of Inquiry violated the mandatory requirements of the Rules of 1965 and the principles of fair play and natural
justice.
However, this Court would hasten to observe that the findings foregoing are not decisive of the other issues calling for determination in this
case because even if the inquiry proceedings were conducted in a fair manner, there could still be other shortcomings, having a bearing on the final
conclusion of the Disciplinary Authority. Such aspects relating to other shortcomings shall, of course, be examined in the next points for
determination. Having regard to the circumstances, necessary observations in regard to the questions in point No. 3(b), as to whether the findings
against the petitioner are only ipse dixit of the Board and are based on conjectures and inadmissible evidence, being essentially relating to the
merits of the case, shall also be made later, and after examining the other points for determination.
Point No. 4
What is the effect of the admitted fact that the copy of the inquiry report was not supplied to the petitioner and he was not given an
opportunity to represent against the same before imposition of penalty by the Disciplinary Authority''
Point No. 5
As to whether the impugned order dated 17.12.2014, being a nonspeaking one, cannot be sustained''
It is not in dispute in this case that the copy of inquiry report was not supplied to the petitioner before passing the impugned order dated
17.12.2014 whereby, the penalty of compulsory retirement was imposed on him; and, in fact, a copy of the inquiry report came to be supplied to
the petitioner only when placed on record by the respondent-university with the counter affidavit in this petition. The question is the effect of this
material omission on the part of the Disciplinary Authority where the copy of inquiry report was not supplied to the petitioner before passing of the
order impugned.
The issue relating to the requirement of supplying the copy of inquiry report to the charged employee and the effect of omission thereof had
been a matter of several debates and remained a vexed one until the same was settled by the Hon''ble Constitution Bench in the case of B.
Karunakar (supra); and was further expanded and explained by the later decisions of the Hon''ble Supreme Court including those in Harendra
Arora and Bidyuth Kumar Mitra (supra). For the present purpose, the history of development of law on the issue, as to whether the report of the
Inquiry Officer is required to be furnished to the charged employee so as enable him to make a proper representation before the Disciplinary
Authority arrives at its own finding with regard to guilt or otherwise, need not be elaborated upon. Suffice it to notice that ultimately, in B.
Karunakar, the Constitution Bench clearly held that the right to represent against the findings in the inquiry report is a part of reasonable
opportunity to the charged employee. The Constitution Bench explained the raison d''?tre as to why the charged employee''s right to receive the
report of Inquiry Officer is an essential part of reasonable opportunity in the following:-
The reason why the right to receive the report of the enquiry officer is considered an essential part of the reasonable opportunity
at the first stage and also a principle of natural justice is that the findings recorded by the enquiry officer form an important material
before the disciplinary authority which along with the evidence is taken into consideration by it to come to its conclusions. It is difficult
to say in advance, to what extent the said findings including the punishment, if any, recommended in the report would influence the
disciplinary authority while drawing its conclusions. The findings further might have been recorded without considering the relevant
evidence on record, or by misconstruing it or unsupported by it. If such a finding is to be one of the documents to be considered by
the disciplinary authority, the principles of natural justice require that the employee should have a fair opportunity to meet, explain and
controvert it before he is condemned. It is negation of the tenets of justice and a denial of fair opportunity to the employee to consider
the findings recorded by a third party like the enquiry officer without giving the employee an opportunity to reply to it. Although it is
true that the disciplinary authority is supposed to arrive at its own findings on the basis of the evidence recorded in the enquiry, it is
also equally true that the disciplinary authority takes into consideration the findings recorded by the enquiry officer along with the
evidence on record. In the circumstances, the findings of the enquiry officer do constitute an important material before the disciplinary
authority which is likely to influence its conclusions. If the enquiry officer were only to record the evidence and forward the same to
the disciplinary authority, that would not constitute any additional material before the disciplinary authority of which the delinquent
employee has no knowledge. However, when the enquiry officer goes further and records his findings, as stated above, which may or
may not be based on the evidence on record or are contrary to the same or in ignorance of it, such findings are an additional material
unknown to the employee but are taken into consideration by the disciplinary authority while arriving at its conclusions. Both the
dictates of the reasonable opportunity as well as the principles of natural justice, therefore, require that before the disciplinary
authority comes to its own conclusions, the delinquent employee should have an opportunity to reply to the enquiry officer''s findings.
The disciplinary authority is then required to consider the evidence, the report of the enquiry officer and the representation of the
employee against it.
(underlining supplied for emphasis)
The Constitution Bench, therefore, concluded that a denial of the Inquiry Officer''s report before taking of decision by the Disciplinary
Authority amounts to denial of reasonable opportunity to the employee and is a breach of the principles of natural justice in the following:-
Hence it has to be held that when the enquiry officer is not the disciplinary authority, the delinquent employee has a right to
receive a copy of the enquiry officer''s report before the disciplinary authority arrives at its conclusion with regard to the guilt or
innocence of the employee with regard to the charges levelled against him. That right is a part of the employee''s right to defend
himself against the charges levelled against him. A denial of the enquiry officer''s report before the disciplinary authority takes its
decision on the charges, is a denial of reasonable opportunity to the employee to prove his innocence and is a breach of the principles
of natural justice.
(underlining supplied for emphasis)
However, the pronouncement aforesaid was not the end of matter and the Constitution Bench further proceeded to answer the incidental
question i.e., the effect on the order of punishment when the report of the Inquiry Officer is not furnished to the employee. In this regard, the
Constitution Bench laid down that the theory of reasonable opportunity was not that of performance of rite and rituals and the question will have to
be examined on the facts and circumstances of each case if, in fact, prejudice has been caused to the employee on account of denial of the report;
and any unnatural expansion of the principles of natural justice would be antithetical to justice. The Constitution Bench stated the law in this regard
in the following:
The theory of reasonable opportunity and the principles of natural justice have been evolved to uphold the rule of law and to assist
the individual to vindicate his just rights. They are not incantations to be invoked nor rites to be performed on all and sundry
occasions. Whether in fact, prejudice has been caused to the employee or not on account of the denial to him of the report, has to be
considered on the facts and circumstances of each case. Where, therefore, even after the furnishing of the report, no different
consequence would have followed, it would be a perversion of justice to permit the employee to resume duty and to get all the
consequential benefits. It amount to rewarding the dishonest and the guilty and thus to stretching the concept of justice to illogical and
exasperating limits. It amounts to an ""unnatural expansion of natural justice"" which in itself is antithetical to justice.
(underlining supplied for emphasis)
The course to be adopted in such matters was also delineated in B. Karunkar in the following:-
Hence, in all cases where the enquiry officer''s report is not furnished to the delinquent employee in the disciplinary proceedings,
the Courts and Tribunals should cause the copy of the report to be furnished to the aggrieved employee if he has not already secured
it before coming to the Court/Tribunal and give the employee an opportunity to show how his or her case was prejudiced because of
the non-supply of the report. If after hearing the parties, the Court/Tribunal comes to the conclusion that the non-supply of the report
would have made no difference to the ultimate findings and the punishment given, the Court/Tribunal should not interfere with the
order of punishment. The Court/Tribunal should not mechanically set aside the order of punishment on the ground that the report was
not furnished as it regrettably being done at present. The courts should avoid resorting to short cuts. Since it is the Courts/Tribunals
which will apply their judicial mind to the question and give their reasons for setting aside or not setting aside the order of punishment,
(and not any internal appellate or revisional authority), there would be neither a breach of the principles of natural justice nor a denial
of the reasonable opportunity. It is only if the Court/Tribunal finds that the furnishing of the report would have made a difference to
the result in the case that it should set aside the order of punishment. Where after following the above procedure, the Court/Tribunal
set aside the order of punishment, the proper relief that should be granted is to direct reinstatement of the employee with liberty to the
authority/management to proceed with the inquiry, by placing the employee under suspension and continuing the inquiry from the
stage of furnishing him with the report. The question whether the employee would be entitled to the back-wages and other benefits
from the date of his dismissal to the date of his reinstatement if ultimately ordered, should invariably be left to be decided by the
authority concerned according to law, after the culmination of the proceedings and depending on the final outcome . If the employee
succeeds in the fresh inquiry and is directed to be reinstated, the authority should be at liberty to decide according to law how it will
treat the period from the date of dismissal till the reinstatement and to what benefits, if any and the extent of the benefits, he will be
entitled. The reinstatement made as a result of the setting aside of the inquiry for failure to furnish the report, should be treated as a
reinstatement for the purpose of holding the fresh inquiry from the stage of furnishing the report and no more, where such fresh inquiry
is held. That will also be the correct position in law.
(underlining supplied for emphasis)
After the aforesaid enunciation of the basic principles in B. Karunkar, the Hon''ble Supreme Court further examined the issue relating to the
want of supply of copy of inquiry report when the statutory rule provide for such supply of copy in the case of Harendra Arora (supra) and laid
down in no uncertain terms that the requirement for the charged employee to show prejudice for want of supply of copy of the inquiry report
would apply even when statutory rule provide for such supply of copy in the following:-
Thus, from a conspectus of the aforesaid decision and different provisions of law noticed, we hold that the provision in Rule 55-
A of the Rules for furnishing a copy of enquiry report is a procedural one and of a mandatory character, but even then a delinquent
has to show that he has been prejudiced by its non-observance and consequently the law laid down by the Constitution Bench in the
case of ECIL to the effect that an order passed in a disciplinary proceeding cannot ipso facto be quashed merely because a copy of
the enquiry report has not been furnished to the delinquent officer, but he is obliged to show that by non-furnishing of such a report he
has been prejudiced, would apply even to cases where there is requirement of furnishing a copy of enquiry report under the statutory
provisions and/or service rules.
(underlining supplied for emphasis)
In the case of Bidyut Kumar Mitra (supra), the Hon''ble Supreme Court reiterated the law, with reference to its previous decision in Haryana
Financial Corpn. v. Kailash Chandra Ahuja, 2008) 9 SCC 31 , that failure to supply a report of the inquiry officer does not ipso facto result in
proceedings being declared null and void and the order of punishment as non est and ineffective; but the delinquent is required to plead and prove
that such non-supply of report had caused him prejudice and resulted in miscarriage of justice, the Hon''ble Supreme Court said,-
At this stage, it would be relevant to make a reference to certain observations made by this Court in Haryana Financial Corpn. v. Kailash
Chandra Ahuja, which are as under:
From the ratio laid down in B. Karunakar it is explicitly clear that the doctrine of natural justice requires supply of a copy of the
inquiry officer''s report to the delinquent if such inquiry officer is other than the disciplinary authority. It is also clear that non-supply of
report of the inquiry officer is in the breach of natural justice. But it is equally clear that failure to supply a report of the inquiry officer
to the delinquent employee would not ipso facto result in the proceedings being declared null and void and the order of punishment
non est and ineffective. It is for the delinquent employee to plead and prove that non-supply of such report had caused prejudice and
resulted in miscarriage of justice. If he is unable to satisfy the court on that point, the order of punishment cannot automatically be set
aside.
In the scheme of the Rules of 1965, various steps requisite and various options open for the Disciplinary Authority after receiving the inquiry
report are delineated in Rule 15 that reads as under:-
Action on the inquiry report
(1) The Disciplinary Authority, if it is not itself the Inquiring Authority may, for reasons to be recorded by it in writing, remit the case
to the Inquiring Authority for further inquiry and report and the Inquiring Authority shall thereupon proceed to hold the further inquiry
according to the provisions of Rule 14, as far as may be.
(2) The Disciplinary Authority shall forward or cause to be forwarded a copy of the report of the inquiry, if any, held by the
Disciplinary Authority or where the Disciplinary Authority is not the Inquiring Authority, a copy of the report of the Inquiring Authority
together with its own tentative reasons for disagreement, if any, with the findings of Inquiring Authority on any article of charge to the
Government servant who shall be required to submit, if he so desires, his written representation or submission to the Disciplinary
Authority within fifteen days, irrespective of whether the report is favourable or not to the Government servant.
(2-A) The Disciplinary Authority shall consider the representation, if any, submitted by the Government servant and record its findings
before proceeding further in the matter as specified in sub-rules (3) and (4).
(3) If the Disciplinary Authority having regard to its findings on all or any of the articles of charge is of the opinion that any of the
penalties specified in Clauses (i) to (iv) of Rule 11 should be imposed on the Government servant, it shall, notwithstanding anything
contained in Rule 16, make an order imposing such penalty:
Provided that in every case where it is necessary to consult the Commission, the record of the inquiry shall be forwarded by the
Disciplinary Authority to the Commission for its advice and such advice shall be taken into consideration before making any order
imposing any penalty on the Government servant.
(4) If the Disciplinary Authority having regard to its findings on all or any of the articles of charge and on the basis of the evidence
adduced during the inquiry is of the opinion that any of the penalties specified in Clauses (v) to (ix) of Rule 11 should be imposed on
the Government servant, it shall make an order imposing such penalty and it shall not be necessary to give the Government servant
any opportunity of making representation on the penalty proposed to be imposed:
Provided that in every case where it is necessary to consult the Commission, the record of the inquiry shall be forwarded by the
Disciplinary Authority to the Commission for its advice and such advice shall be taken into consideration before making an order
imposing any such penalty on the Government servant.
Thus, in a given case under the Rules of 1965, the Disciplinary Authority, after receiving the report of the Inquiring Authority, may remit the
case for further inquiry for the reasons to be recorded in writing. However, when the Disciplinary Authority proposes to proceed further on the
inquiry report, it has to ensure forwarding of a copy thereof, together with its own tentative reasons for disagreement, if any, with the findings of the
Inquiring Authority, to the charged employee, who may submit his written representation/submissions; and it is obligatory for the Disciplinary
Authority to consider the representation, if made, and to record its findings before imposition of penalty/penalties. Therefore, there is no doubt on
the statutory requirements in the scheme of the Rules of 1965 that a copy of the inquiry report is required to be supplied to the delinquent when the
Disciplinary Authority proposes to proceed on the same; and the delinquent is required to be afforded an opportunity of making representation
against the same before the Disciplinary Authority takes its final decision in the matter. In the present case, the copy of the inquiry report was
indeed not supplied to the petitioner. Hence, the questions to be adverted to, with reference to the decisions above-referred, are as to whether,
taking the matter as a whole, a case of prejudice is made out and as to whether supplying of the copy of inquiry report was likely to make a
difference in the result.
Having examined the matter in its totality, this Court is of the view that a clear case of prejudice to the petitioner for want of copy of inquiry
report is made out; and it is difficult to conclude that supplying of such copy and consideration of the representation of the petitioner were never
going to make any difference in the conclusions of Disciplinary Authority.
As observed hereinbefore, though the Board of Inquiry did not violate the mandatory requirements of the Rules of 1965 and the principles of
fair play and natural justice and the petitioner was not deprived of fair opportunity of hearing and of defending himself in the inquiry proceeding, but
and however, there had been certain other shortcomings as also certain such doubtful aspects of the matter, which ought to have been addressed
to by the Disciplinary Authority with reference to the requirements of the Rules of 1965. Having regard to the questions involved, it is rather
imperative to point out such shortcomings/doubtful aspects, of course, only with prima facie observations.
Noticeable it is in the first place that the Board of Inquiry stated its so called scrutiny and analysis of the documents produced by the parties in
the manner that the additional documents submitted by the Presenting Officer had ''bridged the lacuna'' referred by the petitioner and the
documents were duly accepted under Sub-rule (15) of Rule 14 ibid. The Board, thereafter, indicated that the document marked by the petitioner
as Annexure D-6 was a notice of faculty meeting held on 20.03.2014 at 2:30 p.m. but this one and other documents were never exhibited for the
reasons best known to the petitioner. It is, of course, true that the petitioner, despite having been offered and asked twice over, chose not to
depose as a witness nor produced any other witness so as to exhibit the documentary evidence, however, proper exhibition of documents on
behalf of the department is also difficult to be found from the record of the inquiry proceedings. This Court is neither accepting nor rejecting the
Inquiry Report on this ground but these particular features were required to be examined by the Disciplinary Authority with reference to the record
of inquiry proceedings.
There had been another atypical shortcoming in the matter that a marriage reception invitation card was introduced by the Presenting Officer
as an annexure to his written arguments and the same was, to some extent, taken into consideration by the Inquiry Board. While introducing this
piece of evidence in his written submission, the learned Presenting Officer stated as under:-
I could get the invitation card for the marriage reception of Dr. Jibitesh Dutta (I am enclosing copy of it. I am not bothered whether it
is proper or not to enclose the copy of the invitation card here at this stage. My effort is to convey the truth). The invitation card
clearly shows that ""Date: Friday, 21st February 2014, Time: From 2 pm onwards"" Can it to be true that for a marriage reception
starting from 2 P.M. onwards Prof. A.K. Das and his mother went much early and also finished the lunch before 1 P.M. and Shri
DeiborlangNongsiang also reaches there at 1 P.M.'' I leave it to the wisdom of the Board of Inquiry to decide. I wanted to cross-
examine Dr. Jibitesh Dutta on this point. But Prof. A.K. Das was not interested in producing his defence witness. To me the reason is
clear.
Who is the liar and manipulator'' Is it the complainants, the innocent and gullible students'' Is it not Prof. A.K. Das who is the biggest
liar, manipulator and crooked teacher''
Having regard to the circumstances, a little elaboration on the facts surrounding the said marriage reception invitation card appears necessary.
It is noticed that when the complainant Ms. P alleged the acts of harassment by the petitioner on 21.02.2014 at about noon time with a visit to her
hostel, the petitioner sought to refute by suggesting that on that date, himself with his mother had been at Umpling even before 1:00 p.m. while
attending a lunch hosted by Dr. Jeebitesh Dutta. This part of the suggestions of the petitioner were admitted by his research scholar Shri
Deiborlang Nongsiang when he stated in the cross-examination that he met the petitioner and the petitioner''s mother at Umpling at 1.00 p.m. on
21.02.2014. The Presenting Officer wanted to suggest by way of the said invitation card that the timing for the said lunch was ""from 2.00 p.m.
onwards"".
This aspect of the matter has been unnecessarily blown out of proportion by all, the Presenting Officer, the petitioner, and even the Board of
Inquiry. The allegations of the complainant Ms. P had been that on 21.02.2014, the petitioner came to her hostel after giving a call on her mobile.
The witness Ms. TPL was produced in corroboration of the fact that the petitioner did visit the hostel when she alleged that at about 12.00 noon,
she saw the petitioner near the hostel. The petitioner wanted to say that in fact, by 1.00 p.m., he had had his lunch at the wedding reception of Dr.
Jeebitesh Dutta at Umpling. In the first place, it had not been a matter of such a criminal trial where the precise timing of the petitioner''s visit to
hostel was to have a material bearing on the matter. However, if the Presenting Officer found such invitation card necessary for just and effectual
determination of the material question in the case, appropriate procedure ought to have been resorted to. Apart from various expressions in rather
intemperate language in the passage reproduced above, the Presenting Officer stated, while introducing such invitation card in the written
arguments after conclusion of evidence, that he was purportedly conveying the truth without being bothered if such introduction of evidence at that
stage was proper or not! On the other hand, it is also noticed that in the first place, the petitioner mentioned the said Dr. Jeebitesh Dutta as his
witness but on 08.12.2014, declined to examine any witness on his behalf. The Board though has not referred to this invitation card as such but has
mentioned in its report that it had been ''verified from records'' that the lunch for wedding reception of Dr. Jeebitesh Dutta was from 2.00 p.m.
onwards. The Board has not indicated as to which other ''record'' was examined by it; and the only inference is that the Board relied on the said
invitation card and for that reason, found the deposition of the said Shri Deiborlang Nongsiang unreliable. In an overall view of the matter, this
Court would prefer leaving the matter at that only because final finding on merits are to be returned by the concerned authority in accordance with
law. Suffice it to observe for the present purpose that the Disciplinary Authority ought to have independently examined the matter from all the
relevant angles.
There are a few other aspects relating to the second complainant Ms. P which, per force, acquire attention and ought to be adverted to by
the Disciplinary Authority. It is noticed that in her complaint, Ms. P alleged the incidents with her to be of the month of February, 2014 but made
the complaint in the month of May, 2014 and only after Ms. T had done so. The nature of allegations leveled in the complaint of Ms. P had been
rather akin to those leveled by Ms. T. Be that as it may, the significant fact is that Ms. P was examined as the very first witness in the inquiry on
18.11.2014 and her cross-examination was completed on 24.11.2014. However, this complainant was present in the inquiry proceedings even on
the subsequent dates i.e., 01.12.2014 and 05.12.2014 when other witnesses were examined, though she was not a Presenting Officer in the
matter. Moreover, the Presenting Officer in his additional documents presented some so-called pages of the alleged diary, said to have been
scribed by Ms. P in Assamese language, though such a document was never indicated on any earlier occasion. This apart, it is noticed that as
regards the alleged incident of 22.02.2014, Ms. P not only alleged in her deposition that the petitioner scolded and called her a mental patient with
less women hormones (as stated in her complaint) but, much ahead of that, she further alleged filthy talks and aggressions by the petitioner with
reference to his and her private parts; and also asserted that she slapped him and came out of the room. It is noticed that the Board of Inquiry in its
report, while purportedly analyzing the testimony of Ms. P, though rejected the suggestion of the petitioner that he did not go to the department on
22.02.2014 but thereafter, only expressed the opinion that the petitioner was suppressing the vital facts relating to 22.02.2014. With these
observations, the Board concluded on its analysis of the testimony of Ms. P. This has been quite in contrast to the analysis of the deposition of Ms.
T, where the Board specifically concluded that her deposition was standing as a vital piece of evidence in support of the charge of sexual
harassment. Thus, a deeper analysis is requisite on the part of the Disciplinary Authority as regards the second complainant Ms. P.
There is yet another aspect of the matter, arising out of the evidence led in the inquiry, as has been noticed and commented in the Board''s
report but which requires the attention of Disciplinary Authority. This relates to somewhat intriguing allegation by the witness Dr. S, who was the
supervisor of the complainant Ms. T. At the very outset of her cross-examination, the petitioner asked Dr. S if she stood by her communication to
the Chairperson of the Women Cell to which, she replied in the affirmative. A copy of the said communication by Dr. S (dated 07.05.2014) was
produced on record but was not formally exhibited, yet this document needs to be referred for being rather an indisputable one. In the said
communication, Dr. S stated surprise over the fact that her name had figured in the complaint of Ms. T. She also stated that Ms. T had not being
attending on her work sincerely and she (Dr. S) was extremely apprehensive and upset about the future work performance; that she failed to find
cooperation from Ms. T; and that ultimately asked Ms. T if she would like to work with any other supervisor because her irregularity and
insincerity was not acceptable. According to the said communication of Dr. S, Ms. T allegedly agreed on her proposition and thereafter, Dr. S saw
her sitting with the petitioner on 29.04.2014. Dr. S also stated that in her individual capacity and at her personal level, she had helped Ms. T
finding accommodation and she was sad and shocked to learn that Ms. T had involved her in the complaint. Dr. S made a request to the
Chairperson of the Women Cell to look into the details of sequence of her engagement which the scholar, which had been amicable and rational
and had not transgressed the ethical norms of the teacher and student relationship.
A comprehension of the factual scenario makes it clear that on 07.05.2014 i.e., within a week of the complaint of Ms. T, Dr. S was trying to
rebut any such suggestion that she had not shown interest towards Ms. T. However, Dr. S, as a witness in the case, suddenly came out with an
allegation that in the past, the petitioner ill-behaved with her and even forced her to take a pen-drive with pornographic films! Though she
suggested the incidents to be of the years 2003 to 2009 but did not complain anywhere and in fact, did not state so even while addressing a
communication to the Women''s Cell after the complaint of Ms. T.
Even the other witness from the department, Dr. A, in her testimony, attempted to suggest the petitioner''s alleged discreet and improper
behaviour with herself in the past twice over: once, while travelling in relation to a Conference at Hyderabad; and second, when the petitioner
allegedly visited her office and talked about her physical appearance and suggested a cream that could be used by her and for that matter, alleged
to have helped the other persons like Dr. S too.
Significantly, the Board proceeded to rely upon the aforesaid statements of the said Dr. S and Dr. A, to say that as per their testimony, the
petitioner had been committing the acts of sexual harassment ''over a period of time''. A question, per force, arises as to whether such a finding
could have been returned by the Board of Inquiry without specific complaints from Dr. S and Dr. A and without any charge to that effect.
Obviously, it was required of the Disciplinary Authority to examine if such finding could be sustained; and if not, whether the same could be
segregated from the rest.
Further, the petitioner had all through been maintaining that he was being targeted and his senior colleagues were going to retire after some
time. Again, this Court is not pronouncing on the acceptability or otherwise of these suggestions of the petitioner but these too required their own
consideration by the Disciplinary Authority.
In the passing, it may also be indicated that the Board of Inquiry in the last part of its report dated 15.12.2014 cursorily stated that the case
was failing within the ambit of Rule 3-C of the Rules of 1964 but even in that regard, did not refer to the amended rule that had come into force
w.e.f. 19.11.2014.
Though indicated at the relevant places that this Court is not pronouncing on the merits of the case but in the interest of justice, it is again
made clear that the observations foregoing are only for the purpose of indicating that the present one is not a case where want of supply of the
copy of inquiry report could be ignored as an inconsequential or insignificant factor; and it cannot be said that the supply of the copy of inquiry
report and consideration of the representation of the petitioner would not have made any difference at all. The Disciplinary Authority in the present
case ought to have taken care to examine the requirements of the aforesaid Rule 15 and ought to have taken objective decision in the matter after
supplying a copy of inquiry report to the petitioner and after affording him an opportunity to represent.
Apart from the omission to supply the copy of the inquiry report to the petitioner and to consider his representation, the Disciplinary Authority
committed yet another fundamental mistake in the matter when it chose not to pass a self-speaking order and self-contained order of its analysis
and reasoning and rather proceeded as if the report of the Board of Inquiry was a fait accompli not requiring any further examination at all. It
remains rather elementary that the Disciplinary Authority is under obligation to record its findings on the articles of charge before imposing any
penalty on the delinquent. The impugned order dated 17.12.2014 does not carry any reason or any finding at all. It is not the case of the
respondent-university that any other reasoned order was passed by the Disciplinary Authority.
As noticed, the petitioner attempted to maintain an appeal against the order impugned but the same was held not maintainable for the reason
that penalization order had been passed by the Executive Council and there was no Appellate Authority in the respondentuniversity over an order
of the Executive Council. If no Appellate Authority was available to even once re-examine and re-appreciate the matter, it was moreover
incumbent for the Disciplinary Authority to scrupulously and dispassionately examine the entire matter and to return its findings by way of a
speaking order. The Disciplinary Authority having failed to do so, the impugned order cannot be sustained.
Thus, to sum up, this Court is clearly of the view that on the facts and in the circumstances of the present case, there had been various such
aspects of the inquiry report which definitely called for independent examination by the Disciplinary Authority with reference to the objections of
the petitioner. The Disciplinary Authority having failed in its basic duties and having neither supplied the copy of the inquiry report nor spelt out its
reasons for the conclusion, the impugned order cannot be sustained and the matter deserves to be remitted to the Disciplinary Authority for
proceeding afresh in the light of the Constitution Bench decision in B. Karunakar (supra).
Point No.3 (b) As to whether the findings against the petitioner are only ipse dixit of the Board and are based on conjectures and
inadmissible evidence''
The questions in point No. 3(b), as to whether the findings against the petitioner are only ipse dixit of the Board and are based on conjectures
and inadmissible evidence, essentially relate to the merits of the case. As observed hereinabove, the matter is being remitted to the Disciplinary
Authority for decision afresh and in accordance with law. In this view of the matter, these questions are left open for appropriate decision of the
Disciplinary Authority.
CONCLUSION:
For what has been discussed and observed hereinabove, while the contentions of the petitioner against the validity of suspension order and
initiation of proceedings; against the article of charge and imputations; and against the conduct of inquiry proceedings by the Board of Inquiry stand
rejected but his objections in regard to the want of supply of the copy of the inquiry report and want of speaking order by the Disciplinary
Authority are upheld.
Accordingly, the writ petition is allowed in part and in the manner that the impugned order dated 17.12.2014 is set aside and the matter
stands remitted to the Disciplinary Authority for decision afresh. It shall be permissible for the petitioner to submit his representation/objections
against the inquiry report (copy whereof has already been received by him with the counter affidavit) within thirty days from today. The Disciplinary
Authority shall take a decision afresh in the matter with a speaking order within thirty days of receiving the representation/objections of the
petitioner. As a corollary to the above, it is also provided that though the petitioner shall stand reinstated but this reinstatement shall only be for the
purpose of passing of appropriate order by the Disciplinary Authority and else, he shall continue to remain under suspension; and all other aspects
of the matter shall also be determined by the Disciplinary Authority depending on the final outcome, while keeping in view the observations in B.
Karunakar (supra).
The original record of proceedings of the Board of Inquiry be returned to the learned counsel for the respondent-university for the requisite
proceedings.
No costs.
